Financial Planner (Chartered or working towards) - Cumbria

Artemis Recruitment Consultants Ltd; England; On-site; GBP 50,000 - 70,000; Full time

Job summary

A leading company seeks a Financial Planner (Chartered or working towards) in Cumbria. The role focuses on client financial planning services, ensuring compliance with regulatory standards while actively working to generate and maintain client relationships to maximize income potential. Ideal candidates should possess minimum QCA Level 4 qualification and strong communication skills.

Qualifications

• Experience working with professional introducers.
• Ability to work independently while contributing to team goals.
• Minimum QCA Level 4 qualification is essential.

Responsibilities

• Ensure compliance with FCA rules, guidance, and company procedures.
• Proactively generate new business through existing clients and leads.
• Maintain and develop client relationships, maximizing their potential.

Skills

Research

Analysis

Report Writing

Strong Communication

Integrity

Team Collaboration

Education

QCA Level 4 qualification

Job description

Type of Position: Financial Planner (Chartered or working towards) - Cumbria

Pay: £50k - £70k

Financial Planner (Chartered or working towards) - Cumbria

Our client is seeking a Private Client Advisor to join their team. The role involves meeting with clients and prospective clients to provide financial planning services aligned with the company's propositions, aiming to generate compliant initial and ongoing income for the firm.

Key Responsibilities:

• Ensure compliance with FCA rules, guidance, and company procedures.
• Proactively generate new business through existing clients, company-provided leads, and self-sourced opportunities.
• Handle client affairs with integrity and efficiency.
• Prepare comprehensive recommendation reports with support from the ParaPlanning team.
• Maintain and develop client relationships, maximizing their potential, and accurately input information into the CRM system promptly.
• Meet revenue targets while ensuring work is compliant and up to quality standards.
• Adhere to the company's Private Client Proposition.
• Work effectively within a team environment.
• Respond to referrals within the agreed SLA to demonstrate team commitment.
• Maintain appropriate Continuing Professional Development (CPD).

Preferred Experience:

• Research, analysis, report writing, and file preparation.
• Strong written and verbal communication skills.
• Ability to work independently while contributing to team goals.
• Experience working with professional introducers.
• Minimum QCA Level 4 qualification – Essential.

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