Financial Intelligence Unit - Director

Barclays UK; London; On-site; GBP 85,000 - 120,000; Full time

Job summary

A financial institution is seeking a Senior Leader to manage investigations into economic and financial crime, ensuring compliance and guiding teams across locations. This role involves significant stakeholder engagement, strategic decision-making, and the use of advanced data analytics to enhance investigation practices.

Qualifications

• Background in economic/financial crime with specific knowledge in fraud.
• Experience in line management and in handling multiple stakeholder relationships.
• Ability to conduct in-depth investigations and compliance checks.

Responsibilities

• Lead investigations into financial crime and compliance violations.
• Manage teams across multiple locations including London and Glasgow.
• Develop risk mitigation strategies and provide training on compliance.

Skills

Stakeholder engagement

Leadership

Risk management

Data analytics

Job description

This new role holder is responsible for leading the team to drive proactive risk management into the Business Units where external financial crime threats are identified and notified by law enforcement and where investigation control environment enhancements are identified.

The role holder will lead the teams who respond to externally generated leads and requests from external partners and will drive the triage and tasking of the FIU Complex Investigations teams alongside the FIU Global Head of Investigations.

The role holder will lead a team based across London, Glasgow and India and will report to Global Head of FIU.

We're looking for individuals with a background in economic/financial crime, who can understand the linkages from fraud and articulate the risks and findings of their investigations.

Experience in line management and stakeholder engagement is highly desirable, as these roles involve managing teams across multiple locations and engaging key stakeholders across various functions and locations.

Purpose of the role

To conduct investigations into various aspects of the bank’s operations and/or conduct of individuals to identify and address potential instances of non-compliance, fraud, misconduct, or other unethical behaviour, that harms or is likely to harm the reputation or financial well-being of the firm or may lead to legal and/or regulatory censure.

Accountabilities

• Identification and evaluation of potential risks associated with non-compliance or unethical conduct and implement risk mitigation strategies.
• Leading the investigations into alleged violations of policies, regulations, or laws.
• Provision of training programs to enhance awareness of compliance issues and ethical conduct among colleagues.
• Documentation of investigation processes and provision of recommendations for corrective actions and improvements based on investigation findings.
• Utilisation of advanced technology and data analytics tools to enhance the efficiency and effectiveness of investigations.
• Utilisation and assessment of relevant internal and external information and intelligence in furtherance of the investigation.
• Where applicable, fulfilment of any necessary external legal and/or regulatory reporting obligations.
• To manage a business function, providing significant input to function wide strategic initiatives. Contribute to and influence policy and procedures for the function and plan, manage and consult on multiple complex and critical strategic projects, which may be business wide..
• They manage the direction of a large team or sub-function, leading other people managers and embedding a performance culture aligned to the values of the business. Or for an individual contributor, they lead organisation wide projects and act as deep technical expert and thought leader, identifying new ways of working and collaborating cross functionally. They will train, guide and coach less experienced specialists and provide information affecting long term profits, organisational risks and strategic decisions..
• Provide expert advice to senior functional management and committees to influence decisions made outside of own function, offering significant input to function wide strategic initiatives.
• Manage, coordinate and enable resourcing, budgeting and policy creation for a significant sub-function.
• Escalates breaches of policies / procedure appropriately.
• Foster and guide compliance, ensure regulations are observed that relevant processes in place to facilitate adherence.
• Focus on the external environment, regulators, or advocacy groups to both monitor and influence on behalf of Barclays, when appropriate.
• Demonstrate extensive knowledge of how the function integrates with the business division / Group to achieve the overall business objectives.
• Maintain broad and comprehensive knowledge of industry theories and practices within own discipline alongside up-to-date relevant sector / functional knowledge, and insight into external market developments / initiatives.
• Use interpretative thinking and advanced analytical skills to solve problems and design solutions in often complex/ sensitive situations.
• Exercise management authority to make significant decisions and certain strategic decisions or recommendations within own area.
• Negotiate with and influence stakeholders at a senior level both internally and externally.
• Act as principal contact point for key clients and counterparts in other functions/ businesses divisions.
• Mandated as a spokesperson for the function and business division.

All Senior Leaders are expected to demonstrate a clear set of leadership behaviours to create an environment for colleagues to thrive and deliver to a consistently excellent standard. The four LEAD behaviours are: L – Listen and be authentic, E – Energise and inspire, A – Align across the enterprise, D – Develop others.

All colleagues will be expected to demonstrate the Barclays Values of Respect, Integrity, Service, Excellence and Stewardship – our moral compass, helping us do what we believe is right. They will also be expected to demonstrate the Barclays Mindset – to Empower, Challenge and Drive – the operating manual for how we behave.

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