Financial Advisor/Compliance Officer

JR United Kingdom; Swansea; On-site; GBP 30,000 - 50,000; Full time

Job summary

A leading investment management firm in Swansea is seeking a Compliance Officer. This role involves ensuring adherence to financial services regulations and managing regulatory risks. The ideal candidate will have experience in compliance within the financial industry and excellent analytical skills. This position provides an opportunity to contribute to the firm's integrity and compliance function.

Qualifications

• Experience in compliance within the financial industry.
• Strong understanding of financial services regulations.
• Excellent analytical and problem-solving skills.

Responsibilities

• Support the compliance function to ensure regulatory adherence.
• Manage and mitigate regulatory risks effectively.
• Contribute to the firm's integrity and compliance systems.

Job description

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Financial Advisor/Compliance Officer, Swansea

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EU work permit required:

Yes

Job Views:

2

Posted:

14.08.2025

Expiry Date:

28.09.2025

Job Description:

Our client, a respected investment management and financial advisory firm based in Swansea, is seeking a diligent and proactive Compliance Officer to support their compliance function. This is an excellent opportunity for a compliance professional to contribute to maintaining the firm's integrity, managing regulatory risks, and ensuring adherence to financial services regulations.