Senior Audit and Compliance Consultant

Alfa Financial Software Limited; London; On-site; GBP 45,000 - 80,000; Full time

Job description

Senior Audit and Compliance Consultant

Alfa is currently recruiting a Senior Audit and Compliance Consultant to contribute to all information security auditing activities along with supporting day-to-day information security governance, risk, and compliance (InfoSec GRC) activities.

Key responsibilities/activities:

1. Collaborate with the Information Security team to ensure Alfa's ISMS is compliant with ISO 27001:2022 and ISO 27018:2019, and meets the requirements of the AICPA Statement on Standards for Attestation Engagements 18 (SSAE 18) / International Standard on Assurance Engagements No. 3402 (ISAE 3402) System and Organization Controls (SOC) 1 Type 2 and SSAE18 System and Organization Controls (SOC) 2 Type 2.
2. Contribute to the audit cycles for all of Alfa's Information Security auditing requirements (including client audits, internal audits, and statutory audits).
3. Conduct periodic review and maintenance of Alfa's Information Security Management System (ISMS) policies, procedures, and processes.
4. Identify opportunities for improvements in information security controls to contribute to Alfa's growth and development.
5. Contribute to the planning of internal, external, and client audit requirements including the collection of evidence.
6. Conduct physical security audits to ensure that Alfa's operational locations are compliant with the ISMS.
7. Contribute to the completeness of security questionnaires for existing and prospective clients.
8. Contribute to the performance of Root Cause Analysis (RCA) for incidents and audit findings.
9. Provide consultancy, information security advice, and guidance to teams and projects at Alfa.
10. Develop improvement plans from continuous internal IT security audits and threat modeling exercises.
11. Engage with third-party vendors, establishing and maintaining relationships with those third parties (as required).
12. Integrate and collaborate with other project and delivery teams at Alfa, such as: Technical Operations, Internal Solutions, Hosting Operations, Finance, and Sales.
13. Comply with any other requirements set out in the information security roles and responsibilities.

Required experience / qualifications:

1. Bachelor's degree (or equivalent) from a top university.
2. Associate Chartered Accountant (ACA) qualification offered by the Institute of Chartered Accountants in England and Wales (ICAEW) (fully qualified).
3. Good knowledge and experience of SOC 1 and SOC 2 examination and attestation requirements.
4. Experience with both internal and external IT assurance projects/engagements.
5. Good knowledge of IT audit techniques.
6. Capable of working independently.
7. Strong analytical and interpersonal skills with the ability to communicate complex and technical issues clearly and succinctly.
8. Eligible to work in the UK without restriction.
9. Minimum 3 years experience in related roles. This experience can be from an organisation which is SOC 1 and SOC 2 certified or from working in a major audit firm conducting SOC 1 and SOC 2 audits.

Preferred experience / qualifications:

1. Awareness of EU/UK legislation/regulation, such as: Digital Operational Resilience Act (DORA) and Digital Services Act (DSA).
2. Application of ISO 27001:2022 Information security, cybersecurity, and privacy protection - Information security management systems - Requirements.
3. Familiarity with ISO 27001 certification audit process/requirements.
4. Application of ISO 27005:2022 Information security, cybersecurity, and privacy protection - Guidance on managing information security risks or NIST Risk Management Framework.
5. Application of ISO 27018:2019 Code of practice for protection of personally identifiable information (PII) in public clouds acting as PII processors.
6. Awareness of data privacy legislation including GDPR and e-Privacy Regulation.
7. Understanding and experience of the 'Three Lines of Defence' model environment.
8. Achievement of ISACA Certified Information Security Auditor (CISA), ISACA Certified Information Security Manager (CISM) or equivalent.