Compliance Graduate - Bristol

Atomos; Bristol; On-site; GBP 25,000 - 35,000; Full time

Job summary

A leading Wealth Management firm is seeking a driven graduate to join their Compliance team. The role involves managing compliance tasks, supporting senior stakeholders, and developing knowledge of regulatory requirements. Candidates should have at least one year of professional experience, preferably in financial services. The company offers a supportive environment with opportunities for growth and learning.

Benefits

Competitive Pension Scheme

26 days holiday plus bank holidays

Private Medical Insurance

Life Assurance

Group Income Protection

Work From Anywhere policy

Qualifications

• 1 year experience in a professional environment, ideally Financial Services.
• Comfortable analysing data on spreadsheets, e.g. pivot tables, v:lookups.

Responsibilities

• Manage the Consumer Duty Dashboard for the Assurance Director.
• Produce reports for Compliance leadership.
• Support Financial Crime Manager with onboarding and investigations.

Skills

Attention to Detail

Data Analysis

Communication

Tech-savvy

Job description

Career
We want to hire a fast learning highly driven graduate to learn Compliance for a Wealth Management firm. You will need at least 1 year in a professional role (ideally financial services, accounting, or consultancy) and a hunger to learn.

You bring to us decent ability to work management information in Excel, a willingness to deliver, and a curiousity for the rules and regulations that keep Financial Services safe. We will provide you with work ranging from admin to reworking critical MI, and nice supportive team who want you to succeed.

About the role

Your senior stakeholders will include the Head of Compliance, Assurance Director and our Financial Crime

You will be working on a variety of compliance tasks supporting senior stakeholders including the Head of Compliance, Assurance Director, and Financial Crime Manager. You should have worked in a professional services environment and be quick to learn new things (no compliance knowledge needed, but if you're not curious to learn regulations it won't work for us).

As a medium-sized company you will receive informal coaching and be expected to self-learn (we can direct you where to look).

Accountabilities

• Manage the Consumer Duty Dashboard on behalf of the Assurance Director.
• Become the team lead on management information (which will feed into board reports).
• Produce and deliver reports to be presented by our Compliance leadership.
• Support the preparation and submission of regulatory filings and reports.
• Administration support for the Head of Compliance (doing is learning).
• Support Financial Crime Manager in the Atomos ‘Know Your Client’ new business onboarding, enhanced due diligence, aid with Anti Money Laundering investigations and transaction monitoring/screening when required.
• Performing and supplying compliance due diligence in respect of third parties.
• Ad-hoc administrative duties e.g. supporting the business with system and database inquiries and management.
• Carry out ad-hoc project work supporting the embedding and understanding of Consumer Duty.
• Develop a strong working knowledge of regulatory requirements and industry best practices.
• Assist in the investigation of compliance breaches and the implementation of remedial actions.

Skills and Experience

• 1 year experience in a professional environment (ideally Financial Services, Accountancy, or similar).
• Comfortable analysing data on a spreadsheet: e.g. pivot tables, v:lookups.
• Tech-savvy, happy to use shared docs, work on various systems.
• Excellent attention to detail.
• Excellent command of written English for policy writing and engaging communications.
• Hunger to deliver excellent work, which sometimes means staying late (not too often, work-life balance also matters).

Benefits

• Competitive Pension Scheme - we contribute 6%, you 3%
• 26 days holiday plus bank holidays
• Private Medical Insurance
• Life Assurance (4x)
• Group Income Protection
• Work From Anywhere policy

Our agile working environment means you may engage in various tasks and projects, which keeps work interesting and you get to develop and grow.