Compliance Manager - Financial Planning

• Great role within hands on team.
• Financial planning experience required.

About Our Client

Our client is a large organisation within the financial services industry. They have an expansive presence in London, providing a range of financial planning services to their clientele.

Job Description

• Oversee and manage all aspects of compliance within the financial planning department.
• Develop and implement robust compliance procedures to mitigate risks.
• Stay abreast of regulatory changes within the financial services industry and adjust strategies as necessary.
• Provide compliance training and guidance to the financial planning team.
• Collaborate with other department heads to ensure company-wide compliance.
• Prepare and present compliance reports to senior management.
• Handle any compliance-related issues that arise promptly and professionally.
• Continuously improve the compliance programme to enhance efficiency and effectiveness.

The Successful Applicant

A successful Compliance Manager should have:

• An educational background in finance, law, or a related field.
• Proven experience in a compliance role within the financial services industry.
• Excellent knowledge of regulatory standards and procedures in financial services.
• Strong leadership and team management skills.
• Exceptional communication skills, both written and verbal.
• Strong problem-solving abilities and a proactive approach to work.

What's on Offer

• An estimated annual salary range of £70,000 - £80,000
• Hybrid working.
• City of London office.
• An inclusive and supportive company culture.

This is a fantastic opportunity to join a reputable company in the financial services industry based in London. We encourage all suitable candidates to apply for this Compliance Manager role.