Marketing Compliance Officer, Investment Management

TN United Kingdom; London; On-site; GBP 50,000 - 70,000; Full time

Job summary

A leading global investment management firm is looking for a Marketing Compliance Officer to ensure compliance with financial promotions across multiple regions. The role involves stakeholder engagement and training, offering a unique culture and growth opportunities.

Qualifications

• Minimum of three years’ marketing compliance experience in asset management.

Responsibilities

• Focus on financial promotions compliance for cross-border marketing.
• Build relationships with stakeholders and provide training on compliance.

Skills

Financial Promotions Compliance

Stakeholder Management

Job description

Job Description:

A top-tier multi-strategy global investment management firm seeks a Marketing Compliance Officer to join its specialist team covering international activity. This critical role will focus on financial promotions compliance on a cross-border basis, reviewing all forms of marketing communications targeting the UK and extending to EMEA, LATAM, and APAC. The prime regulations to adhere to include MiFID, COBS, CBDF, SDR/SFDR, and Anti-greenwashing. The successful candidate will be required to build relationships with key stakeholders across Investment Services and Marketing, as well as provide training to business teams on marketing compliance. Candidates should have a minimum of three years’ marketing compliance experience gained in the asset management sector. This is a fantastic opportunity to apply your skills in a business that enjoys superior financial performance relative to its peers, with a unique culture fostering internal mobility.