Senior Compliance Advisory Team Lead, Wealth Management

TN United Kingdom; London; On-site; GBP 80,000 - 100,000; Full time

Job summary

A distinctively cultured wealth management firm in London is seeking a Senior Compliance Advisory Team Lead. The role involves delivering regulatory advice, managing compliance risks, and leading a team to foster a strong compliance culture. Candidates should have significant experience in compliance within wealth management.

Qualifications

• At least five years of compliance experience in wealth management.

Responsibilities

• Deliver regulatory advice and guidance to the business.
• Review and analyze new regulations related to data protection.
• Provide training and advice to ensure compliance.

Skills

Leadership

Regulatory Compliance

Risk Management

Job description

Senior Compliance Advisory Team Lead, Wealth Management, London

Distinctively cultured wealth management firm seeks a Senior Compliance Advisory Team Lead to deliver regulatory advice and guidance to the wider business. Reporting to the Head of Compliance with an experienced team of direct reports underneath, the successful candidate will provide exceptional leadership in championing an effective compliance culture, helping the business to manage its compliance risk. Furthermore, the incumbent will review and analyse new regulations, extending to data protection, understanding also how peer firms are interpreting and implementing them, providing training and advice to the business to ensure they’re embedded. Candidates are sought with experience of leading staff with at least five years’ compliance experience gained in a wealth management environment with a service offering that spans wealth planning, investments, pensions, and SIPPs.