Head of Compliance UK

DLL Group; Watford; Hybrid; GBP 70,000 - 100,000; Full time

Job summary

DLL Group is seeking a Head of Compliance for the UK to lead compliance initiatives and ensure adherence to financial regulations. The role involves managing compliance risk, overseeing incidents, and collaborating with senior management to foster a strong compliance culture. Candidates should possess extensive experience in compliance within financial services and strong communication skills.

Benefits

25 days paid annual leave

Short Term Incentive Plan

Non-contributory pension scheme

Private Healthcare Scheme

Two days volunteering for charity

Flexible hybrid working

Career development opportunities

Qualifications

• 8+ years of experience in compliance or risk in financial services.
• Strong understanding of UK financial regulations.
• Ability to influence senior management.

Responsibilities

• Oversee compliance function and coordinate activities across the UK.
• Manage compliance incidents and regulatory communications.
• Establish compliance risk management culture.

Skills

Compliance management

Risk assessment

Communication

Interpersonal skills

Project management

Education

Degree in Law, Finance, or related field

Job description

Head of Compliance UK

As the Head of Compliance for the UK you will oversee the compliance function in the UK, coordinating all Compliance activities for the DLL group entities in the UK This includes in specific the following Compliance themes: Financial Crime Compliance, Ethics and Privacy.

Based on compliance risk assessments across the UK you will allocate compliance resources in liaison with the UK & Ireland manager. This position reports directly to the UK & Ireland manager and functionally to the Head of Compliance Europe. In this position you also fulfil the role of Money Laundering Reporting Officer for the UK and therefore also have direct access/an escalation line to the Group Head of Financial Crime Compliance. Through close collaboration with the management team you will establish and maintain a unified compliance risk management culture and establish a common understanding of all compliance topics and standards in the UK. You will drive consistent compliance adherence in the UK and will be in close contact and able to share best practices and learnings with a network of Compliance Officers in Europe to contribute to the compliance maturity and growth in the region Europe .

You are based in the UK/flexible working applicants welcome.

Find out more here about how you can unleash your full potential at DLL

Day to day:

• Integrate all compliance risk management processes into a coherent, consistent and reliable compliance risk management framework
• Initiate and manage local compliance projects to ensure proper implementation of country compliance policies and procedures in accordance with global policies and standards
• Monitor implementation of the Global Compliance Annual Plan, Local Compliance Annual Plan and all other compliance activities in the UK
• Manage regulatory & all other compliance incidents including breaches of compliance policies and escalate such incidents where appropriate
• Support and guide the business on financial economic crime risks
• Oversee and encourage communication with local regulators to both seek output and build a strong and transparent relationship
• Communicate decisions issued by the Global Compliance MT (GCMT) regarding all material compliance issues to country management and your team and execute any resulting directives
• Define and manage the key performance indicators and targets as set in conjunction with the annual plan in line with budget and strategic objectives
• Provide coaching and feedback to the Compliance team members to support their development
• Fulfil the second line review with respect to privacy assessments, incidents and related matters.
• In collaboration with local HR and the Global Speak Up Committee be involved in speak up investigations and drive ethical behaviour and adherence to the Code of Conduct.
• Hold the positions of SMF16 and SMF17.

All UK members enjoy:

• 25 days paid annual leave (plus public holidays) based on a 35 hour working week.
• Short Term Incentive Plan based on DLL results and personal performance.
• Non-contributory pension scheme.
• Private Healthcare Scheme
• Two working days per year volunteering for a local charity
• Flexible hybrid working
• Career development opportunities: online learning, member development programs
• At DLL we stimulate your health and wellness e.g. fun, health & vitality activities organised by our True Energy team.
• Click this link for an overview of all the benefits in your region.

“We lead the way in meeting the need for flexibility and transparency which our customers increasingly expect”

Essentials:

• 8 years + experience in providing compliance, risk, legal or similar services in a bank or other financial services institution
• Good understanding of the Financial Services Regulatory environment in European and particularly in the UK and an ability to understand legislation quickly
• Strong experience in an international setting and strong business background
• Strong communication, collaboration and interpersonal skills with ability to speak with and influence senior management
• Effectively multi-task and manage various projects with competing deadlines
• Demonstrated success in achieving excellent results in a complex, international, matrix organisation with multiple stakeholders
• Firm, independent and enthusiastic team player who can discuss compliance dilemmas with management in a constructive way
• Excellent command of English

Choose wellbeing

DLL’s wellbeing ambition is to educate, equip and empower members to build connections, manage their mental, emotional, physical and financial wellness and maintain balance between work and the other priorities that make up their lives.

Our four wellbeing categories are as follows:

• Connection – Build meaningful connections with other DLL members
• Health – Manage mental, emotional and physical health
• Finance – Provide learning opportunities to help members achieve personal financial health
• Lifestyle – Maintain balance between work and life priorities

These are the things that matter to our members and the wellbeing of our members matters to DLL

Settling in

At DLL, we are many things. We are team members, family members, community member. We are members of society, members of different cultures and nationalities. Members of change. We each have different beliefs, different passions, different viewpoints, talents and interests. We come from different backgrounds, cultures, nationalities and histories.

But for all of our differences, we share one thing in common: each of us are members of DLL.

Our company was founded in the Netherlands. But today we are truly a multinational business. Our unique culture is rooted in higher collaboration, less hierarchy and a honest directness that enable us to integrate, ideate and innovate across country lines.

Many companies say they are European, American, Asian or Australian, at DLL we are all these places and more.

We are a cross-culture collaborative – an interconnected network – that comes together every single day with one goal in mind: Partnering for a better world

Good to know:

• Deadline for application: June 8th (Due to high volume of applications this requisition may close prior to posted close date)
• The selection process may involve an assessment.
• Applications via email will not be reviewed. Please apply online via our career website.
• DLL’s referral program applies
• For more information, you can contact Natalie Gray, Talent acquisition partner via [e-mail]

DLL appreciates the time you spend applying to our openings. We advise only those who qualify for an interview will be contacted. Hiring subject to successful completion of a background check.

DLL is an equal opportunity employer. We are committed to inclusive, barrier-free recruitment and selection processes and work environments. If contacted for an employment opportunity, please advise Human Resources if you require accommodation in accordance with our values and all applicable legislation.

For further information, and to apply, please visit our website via the “Apply” button below.