Director, Regulatory Compliance & Client Delivery

Kroll; Greater London; Hybrid; GBP 120,000 - 180,000; Full time

Job summary

Kroll's Compliance Consulting practice helps firms navigate regulatory authorization, registration, and ongoing compliance across evolving regimes.

This senior role leads delivery of complex regulatory reviews for asset managers and investment firms, mentors teams, and shapes client strategy with proactive risk insights.

You will interact with senior management and regulators, drive business development, and contribute to thought leadership through regulatory articles and client alerts.

Qualifications

• 8+ years in regulatory compliance, across in-house, regulator, or professional services.
• Bachelor’s degree is required.
• Strong client relationships with regulatory advisory skills.
• Deep knowledge of regulations for asset managers and fund managers.
• Proven ability to lead project teams delivering practical, commercial solutions.

Responsibilities

• Interact with senior management of firms and regulators.
• Develop client relationships and identify new opportunities with existing or new clients.
• Act as the main client contact for engagement delivery on a daily basis while delivering on client deliverables.
• Oversee delivery of complex regulatory reviews and projects for our clients.
• Lead and mentor teams within the regulatory group (VP, Senior Associate and Analyst).
• Contribute to thought leadership through regulatory articles and client alerts, and support business development.
• Provide technical expertise on complex FCA regulation, registration, ongoing compliance and reporting.
• Develop firm templates, compliance manuals, policies and client monitoring programmes.
• Stay abreast of regulatory developments and lead responses to new regulations.
• Ensure profitable client relationships through effective service delivery and project management.
• Drive process improvements and deployment of technology to streamline delivery.

Skills

Regulatory compliance

Client management

Regulatory authorities

Team leadership

Regulatory reporting

Regulatory strategy

Education

Bachelor’s degree

Job description

Kroll's Compliance Consulting practice helps firms navigate regulatory authorization, registration, and ongoing compliance across evolving regimes.

This senior role leads delivery of complex regulatory reviews for asset managers and investment firms, mentors teams, and shapes client strategy with proactive risk insights.

You will interact with senior management and regulators, drive business development, and contribute to thought leadership through regulatory articles and client alerts.