Director of Safeguarding & Regulatory Reporting

Saxton Leigh; London; On-site; GBP 100,000 - 150,000; Full time

Job summary

A leading UK foreign exchange broker in London is seeking a Director for the role of Head of Regulatory Reporting and Safeguarding. This position involves ensuring compliance with regulatory requirements and managing strategic projects across global operations. The ideal candidate should have extensive experience in regulatory settings, particularly in safeguarding compliance and managing control systems. This full-time role offers an opportunity to lead a team and coordinate with various departments to achieve regulatory excellence.

Qualifications

• Direct experience managing control systems in regulated institutions.
• Familiarity with FCA, FATF, and EU regulatory requirements.
• Understanding of FCA safeguarding requirements.

Responsibilities

• Implement control systems and management reporting for safeguarding.
• Ensure compliance with evolving regulatory regimes.
• Collaborate with teams to align practices with regulatory expectations.

Skills

Regulatory compliance management

Understanding of FCA regulations

Client fund safeguarding

Project management

Training and development

Job description

A leading UK foreign exchange broker in London is seeking a Director for the role of Head of Regulatory Reporting and Safeguarding. This position involves ensuring compliance with regulatory requirements and managing strategic projects across global operations. The ideal candidate should have extensive experience in regulatory settings, particularly in safeguarding compliance and managing control systems. This full-time role offers an opportunity to lead a team and coordinate with various departments to achieve regulatory excellence.