Deputy MLRO & HOLP (Solicitor 5+ PQE)

FBC Manby Bowdler LLP; Wolverhampton; Ibrido; GBP 60.000 - 90.000; Tempo pieno

Descrizione del lavoro

FBC Manby Bowdler LLP is seeking a Deputy MLRO & HOLP (Solicitor 5+ PQE) to strengthen our compliance function. The role involves day-to-day support for AML, governance and regulatory obligations, working with senior leadership to uphold high professional standards, and delivering training across the firm.

You will provide strategic compliance input, manage risk, advise on policy development and assist with regulatory reporting and audits in a dynamic legal environment.

Competenze

• UK qualified solicitor with a minimum of 5 years' PQE in legal risk, compliance, governance or regulatory matters within a law firm.
• Strong knowledge of the SRA Standards and Regulations, Code of Conduct and Accounts Rules.
• Experience supporting compliance officers and managing regulatory obligations.
• Practical AML expertise, including client due diligence, source of funds/source of wealth investigations and sanctions compliance.
• Experience drafting and implementing policies and procedures.
• Experience supporting audits, regulatory inspections or thematic reviews.
• Strong communication and stakeholder management skills.

Mansioni

• Act as deputy to HOLP, MLCO and MLRO.
• Assist with breach assessments, investigations and regulatory reporting.
• Support AML framework, including annual risk assessments, monitoring and policy reviews.
• Advise on AML compliance matters, client due diligence and sanctions compliance.
• Maintain risk registers and assist with complaints handling and monitoring.
• Deliver compliance training and awareness programmes to legal and support teams.
• Produce compliance reports and MI for senior leadership.
• Draft, review and implement policies, procedures and guidance.
• Support internal audits, regulatory inspections and thematic reviews.

Conoscenze

5+ PQE

SRA compliance

AML risk

Formazione

UK solicitor

Descrizione del lavoro

Deputy MLRO & HOLP (Solicitor 5+ PQE)

Full-Time

Are you an experienced compliance solicitor looking for a strategic role where you can make a real impact? We are seeking a highly motivated and commercially aware Deputy MLRO & HOLP to join our growing law firm.

This is an excellent opportunity for an experienced compliance professional to play a key role in supporting the firm's regulatory, governance and risk management framework, working closely with senior leadership to maintain the highest standards of professional conduct and compliance.

This role would suit a solicitor who enjoys problem-solving, influencing best practice, managing risk and supporting colleagues across a dynamic legal business.

The Opportunity

As Deputy MLRO & HOLP, you will provide day-to-day support to the firm's compliance function, helping to ensure adherence with the SRA Standards and Regulations, AML legislation and broader regulatory obligations.

You will work closely with senior stakeholders across the business, assisting with compliance monitoring, regulatory reporting, risk management and the continual development of the firm's governance framework.

Key Responsibilities

• Act as deputy support to the firm's HOLP, MLCO and MLRO.
• Assist with breach assessments, investigations and regulatory reporting.
• Support the firm's AML framework, including annual risk assessments, monitoring activities and policy reviews.
• Advise on AML compliance matters, client due diligence, source of funds and source of wealth enquiries.
• Support sanctions screening and financial crime prevention measures.
• Maintain risk registers and assist with complaints handling and compliance monitoring.
• Deliver compliance training and awareness programmes to legal and support teams.
• Produce compliance reports and management information for senior leadership.
• Act as a point of escalation for compliance, AML and regulatory queries.
• Draft, review and implement policies, procedures and guidance.
• Support internal audits, regulatory inspections and thematic reviews.

About You

You will be a UK qualified solicitor with a minimum of 5 years' PQE and a strong background in legal risk, compliance, governance or regulatory matters within a law firm environment.

You will possess:

• Strong knowledge of the SRA Standards and Regulations, Code of Conduct and Accounts Rules.
• Experience supporting compliance officers and managing regulatory obligations.
  
• Practical AML expertise, including client due diligence, source of funds/source of wealth investigations and sanctions compliance.
  
• Experience drafting and implementing policies and procedures.
  
• Experience supporting audits, regulatory inspections or thematic reviews.
  
• Strong communication and stakeholder management skills.
  
• The confidence to influence and challenge where required.
  
• Exceptional attention to detail and sound professional judgment.
  
• The ability to handle sensitive and confidential matters with discretion.
  

Why Join FBC Manby Bowdler?

At FBC Manby Bowdler, we are proud to be one of the Midlands' leading and most respected law firms, recognised for delivering exceptional legal services while placing our people at the heart of everything we do.

As part of the Adeptio Law Group, we are entering an exciting period of growth and investment, creating opportunities for ambitious professionals to help shape the future of the business. Compliance and risk management are fundamental to that success, and this role offers a genuine opportunity to influence how we operate, grow and continue to uphold the highest professional standards.

You will join a collaborative, supportive and forward-thinking firm where your expertise will be valued, your voice will be heard and your contribution will have a direct impact on the wider business.

In return, we offer:

• An influential role within a progressive and growing law firm.
  
• The opportunity to work closely with Partners and senior leadership.
  
• A supportive, inclusive and values-led culture.
  
• Ongoing professional development and career progression opportunities.
  
• Flexible and hybrid working arrangements.
  
• Competitive salary and benefits package.
  
• The opportunity to play a key role in the firm's continued growth and success.

If you're looking for a role where your compliance expertise can make a real difference, and where you'll have the opportunity to shape best practice in a dynamic and ambitious law firm, we'd love to hear from you.