Deputy COLP/HOLP: Compliance Strategy Lead

JS Legal Recruitment Limited; Essex; Presencial; GBP 70.000 - 90.000; Jornada completa

Ventajas ofrecidas por este puesto de trabajo

Pension

Parking

Mon-Fri 9am-5pm

20 days annual leave

Discretionary bonus

Friendly atmosphere

Descripción de la vacante

JS Legal Recruitment Limited invites applications for a Deputy COLP and HOLP at a forward-thinking practice in Essex. You will oversee the firm’s compliance with SRA and CLC standards and contribute to risk management and regulatory reporting, potentially handling a small caseload alongside regulatory duties.

The role requires qualified Solicitor with UK practising certificate, plus 2+ years’ post-qualification experience in a regulated firm, strong communication and leadership skills, and a

Formación

• Qualified Solicitor (England & Wales) with valid practising certificate.
• Minimum 2 years’ post-qualification experience in a regulated law firm.
• Strong knowledge of SRA and CLC Standards and Regulations.
• Excellent communication and leadership skills.
• COLP/HOLP or senior compliance experience desirable.

Responsabilidades

• Monitor and ensure ongoing compliance with the SRA and CLC Standards and Regulations.
• Act as the secondary point of contact for the SRA and CLC on all regulatory compliance matters.
• Manage and update internal compliance policies and procedures.
• Oversee and report on risk management frameworks and file audits.
• Manage internal and external audits, including SRA and CLC visits.
• Ensure timely reporting of material breaches and complaints.
• Deliver compliance training to legal and support staff.
• Support the MLRO and COFA where applicable.
• Stay informed of changes to legal and regulatory requirements.

Conocimientos

Excellent communication

Leadership

Educación

Qualified Solicitor (England & Wales) with valid practising certificate

Descripción del empleo

JS Legal Recruitment Limited invites applications for a Deputy COLP and HOLP at a forward-thinking practice in Essex. You will oversee the firm’s compliance with SRA and CLC standards and contribute to risk management and regulatory reporting, potentially handling a small caseload alongside regulatory duties.

The role requires qualified Solicitor with UK practising certificate, plus 2+ years’ post-qualification experience in a regulated firm, strong communication and leadership skills, and a