Controls Assurance Associate Director ISAE & AAF

RSM; London; On-site; GBP 45,000 - 70,000; Full time

Job summary

An established industry player is seeking a dynamic professional to lead internal controls engagements. This role involves managing complex assignments, ensuring compliance with internal controls standards, and fostering strong client relationships. The firm emphasizes continuous improvement and offers opportunities for professional growth. Join a team committed to diversity and inclusion, where your contributions will drive business success and enhance client satisfaction. If you're passionate about making an impact and developing your career, this position is perfect for you.

Qualifications

• Relevant professional qualification such as ACA, ACCA, IIA, or CIMA is required.
• Experience with SOX implementation and controls assurance reporting.

Responsibilities

• Lead internal controls engagements, managing documentation and testing.
• Build strong relationships with stakeholders and clients.
• Mentor junior staff and contribute to business development.

Skills

Internal Controls Standards

SOX Implementation

Quality Assurance

Client Relationship Management

Education

ACA

ACCA

CIMA

IIA

Job description

As one of the world's largest networks of audit, tax, and consulting firms, RSM delivers innovative ideas and premium services to help middle-market businesses thrive. We are a fast-growing firm with ambitious goals to become the premier adviser to the middle market globally. This vision motivates us to improve continuously. If you're looking to build a future and make an impact, RSM is the place for you.

Our Consulting division integrates teams across Transactions, Risk & Consulting, ABA, and Outsourcing to provide client-centric solutions for current and future clients within the middle market. With over 1,700 professionals generating nearly £200m in revenue, we focus on six core solutions: business transformation, deal services, finance support, risk and governance, forensic services, and restructuring. These services are tailored to help clients achieve strategic goals and offer our team members opportunities for growth and development.

Role overview

The role involves leading complex internal controls engagements, including US SOX, ICoFR, and Service Auditor reporting under standards such as ISAE3402 and AAF. Responsibilities include managing controls documentation and testing at client sites, delivering high-quality assignments within deadlines and budgets, and contributing to business growth by expanding our internal controls client base.

Key responsibilities

1. Build and maintain strong relationships with stakeholders and clients.
2. Manage internal controls assignments, including planning, execution, review, and reporting.
3. Understand key risks and controls within assignments.
4. Prepare planning documents and oversee the delivery of complex engagements.
5. Review significant findings and ensure quality standards are met.
6. Assist Partners in managing project timelines and budgets.
7. Lead and mentor junior staff, providing training and feedback.
8. Contribute to business development activities, including proposals and market growth.
9. Ensure compliance with RSM policies and standards.
10. Perform other duties as required.

Technical skills

1. Strong knowledge of internal controls standards (e.g., AAF, ISAE, SOX).
2. Experience with SOX implementation and controls assurance reporting.
3. Experience working with large global organizations.
4. Ability to review and ensure quality of technical work.
5. Proactive in technical training and development.

Communication skills

1. Clear and confident verbal communication, especially with clients.
2. Effective written communication, including drafting reports and working papers.
3. Attention to detail and ability to foster teamwork and leadership.

Work attitude

1. Responsibility and self-motivation.
2. Ability to train and support team members.
3. Enthusiasm, respect, and a team-oriented mindset.
4. Proactive approach to continuous improvement and flexibility in workload management.

Additional requirements

• Willingness to travel to client sites, including overnight stays.
• Access to a car and a full driving license preferred.

Qualifications

• Relevant professional qualification such as ACA, ACCA, IIA, or CIMA.

At RSM, we are committed to diversity and inclusion, fostering a culture where everyone can bring their true selves to work, enriching our teams and service delivery.