Control Testing and Assurance (CTandA) Compliance Testing Specialist/Testing Lead Global Market[...]

Australian Investors Association Limited; London; Hybrid; GBP 60,000 - 80,000; Full time

Job summary

A leading company in financial services is seeking a CT&A Compliance Testing Specialist/Testing Lead for Global Markets and Group Treasury in London. This role involves executing high-quality compliance testing and ensuring adherence to Financial Crime regulations within a supportive and flexible working environment. Benefit from a competitive salary, hybrid working options, and a commitment to continuous professional development and wellbeing.

Benefits

Hybrid Working

Competitive salary and non-contributory pension

30 days holiday plus bank holidays

Life Assurance and Private Healthcare

Flexible benefits (Retail Discounts, Bike4Work, Gym benefits)

CSR programme support with 2 days volunteering leave

Qualifications

• Experience assessing and/or testing compliance control frameworks.
• Understanding of compliance regulation and risks, particularly in UK/Europe.
• Experience in banking or international organization comparable to Deutsche Bank.

Responsibilities

• Planning, executing, and delivering testing for compliance controls.
• Establishing communication with stakeholders across compliance and business.
• Identifying improvements for the testing program.

Skills

Financial Markets Products

Compliance and Internal Controls

Communication

Job description

Control Testing and Assurance (CTandA) Compliance Testing Specialist/Testing Lead Global Markets and Group Treasury

Control Testing and Assurance (CTandA) Compliance Testing Specialist/Testing Lead Global Markets and Group Treasury

3 weeks ago Be among the first 25 applicants

Control Testing & Assurance (CT&A) Compliance Testing Specialist/Testing Lead Global Markets and Group Treasury

Job ID:R0386182 Full/Part-Time: Full-time Regular/Temporary: Regular Listed: 2025-05-23 Location: London

Position Overview

Job Title Control Testing & Assurance (CT&A) Compliance Testing Specialist/Testing Lead Global Markets and Group Treasury

Location London

Corporate Title Vice President

Deutsche Bank has established the Controls Testing & Assurance department (CT&A) that performs independent Assurance for and on behalf of the Banks Compliance and Anti-Financial Crime (AFC) Department. CT&A is responsible for providing Design and Operating Effectiveness Testing and certain sample-based Monitoring activities focused on the controls/processes/frameworks that manage Compliance and Financial Crime Risks and adherence to applicable global Financial Crime and Compliance regulations and related Bank policies.

You will join as CT&A Compliance Testing Specialist/Testing Lead Global Markets and Group Treasury and be part of the United Kingdom (UK) Compliance Testing Team focused on the Investment Bank.

What Well Offer You

A healthy, engaged and well-supported workforce are better equipped to do their best work and, more importantly, enjoy their lives inside and outside the workplace. Thats why we are committed to providing an environment with your development and wellbeing at its centre.

You Can Expect

• Hybrid Working - we understand that employee expectations and preferences are changing. We have implemented a model that enables eligible employees to work remotely for a part of their working time and reach a working pattern that works for them
• Competitive salary and non-contributory pension
• 30 days holiday plus bank holidays, with the option to purchase additional days
• Life Assurance and Private Healthcare for you and your family
• A range of flexible benefits including Retail Discounts, a Bike4Work scheme and Gym benefits
• The opportunity to support a wide ranging CSR programme + 2 days volunteering leave per year
  
  

Your Key Responsibilities

• Efficient high quality planning, executing, and delivering of Testing, including read-across (such as with other countries or divisions) to allow continuous improvement of controls and processes
• Establish and maintain effective communication channels and working relationships with the relevant stakeholders in the business and other control functions (Compliance, Business Stakeholders, Non-Financial Risk, Group Audit)
• Support continuous enhancement of the Testing programme by identifying and suggesting improvements and implementing them, while ensuring the programme remains aligned to the global framework
• Assist the Team Lead and Regional Head with other projects, as necessary
• Charing the Markets Global Practice Group and sharing best practice and learnings with colleagues locally/regionally/globally
  
  

Your Skills And Experience

• Experience on assessing and/or testing the design and operating effectiveness of Compliance control frameworks and related controls
• Strong understanding of Financial Markets Products
• Good understanding of compliance and internal controls
• Understanding of compliance regulation, risks and internal controls, with a specific focus on UK/Europe but also global, other regional or regulatory jurisdictions including the UK/Europe, Global and United States (US) (Volcker, Alphabet Rules) are a plus
• Experience working in a comparable Bank or international organisation of Deutsche Banks size and spread
  
  

How Well Support You

• Flexible working to assist you balance your personal priorities
• Coaching and support from experts in your team
• A culture of continuous learning to aid progression
• A range of flexible benefits that you can tailor to suit your needs
• We value diversity and as an equal opportunities employer, we make reasonable adjustments for those with a disability such as the provision of assistive equipment if required (for example, screen readers, assistive hearing devices, adapted keyboards)
  
  

About Us

Deutsche Bank is the leading German bank with strong European roots and a global network. Click here to see what we do.

Deutsche Bank in the UK is proud to have been named in The Times Top 50 Employers for Gender Equality 2024 for five consecutive years. Additionally, we have been awarded a Gold Award from Stonewall and named in their Top 100 Employers 2024 for our work supporting LGBTQ+ inclusion.

We strive for a culture in which we are empowered to excel together every day. This includes acting responsibly, thinking commercially, taking initiative and working collaboratively.

Together we share and celebrate the successes of our people. Together we are Deutsche Bank Group.

We welcome applications from all people and promote a positive, fair and inclusive work environment.

Seniority level

• Seniority level

  Mid-Senior level

Employment type

• Employment type

  Temporary

Job function

• Job function

  Accounting/Auditing and Finance

• Industries

  IT System Testing and Evaluation

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