Control Room - Senior Analyst

Macquarie Bank Limited; Greater London; Hybrid; GBP 60,000 - 90,000; Full time

Benefits offered by this job

Wellbeing leave

Parental leave (26 weeks plus)

Fertility leave

Volunteer leave

Salary sacrificing options

Medical & life insurance

Employee Assistance Program

Learning & development

Hybrid/flexible working

Home office stipend

Job summary

Macquarie is seeking a Compliance Control Room professional to maintain information barriers, monitor MNPI, and manage the Watch/Restricted Lists. You will collaborate with Compliance and risk teams across regions to ensure robust controls and timely escalations.

The role offers exposure to a wide range of regulatory matters and opportunities to influence control room projects in a dynamic, global environment.

Qualifications

• 3+ years' direct experience in Compliance or the Control Room within investment banking
• Strong understanding of information barriers and conflicts in an institutional environment
• Excellent analytical and communication skills with attention to detail

Responsibilities

• Perform compliance monitoring and information barrier management
• Review policy and regulatory changes; support legal/regulatory change management
• Collaborate with global risk and compliance teams on cross-regional projects
• Engage stakeholders across regions to ensure consistent controls and escalation paths

Skills

Compliance

Control Room

Investment banking

Analytical

Communication

Team player

Job description

The Compliance Control Room function in EMEA is responsible for maintaining the firm’s information barriers, tracking where the firm has material non-public information (MNPI), managing the Watch List to restrict and monitor activities, maintaining the Restricted List to manage conflicts of interest, and managing UK Takeover Code disclosures. Our team frequently interacts with business stakeholders across the Group on both a regional and global level, working collaboratively with colleagues in Compliance and other risk functions.

We are a global financial services group operating in 30 markets with 57 years of unbroken profitability. At Macquarie, you’re empowered to shape a career that is fulfilling and creates value. You will bring your insights and expertise to the task at hand and feel supported as you make your own kind of impact for a better future.

What role will you play?

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In this role, you will be involved in a range of tasks including compliance monitoring, managing information barriers, reviewing institutional research, policy review, regulatory and legal change management, and participating in global control room projects and initiatives. You will have frequent interaction with business stakeholders and work collaboratively with colleagues in Compliance and other risk functions. This role offers a dynamic environment where no two days are the same, providing you with the opportunity to gain exposure to a wide variety of compliance matters.

What you offer

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• 3+ years' of direct experience in Compliance or the Control Room within investment banking
• Relevant compliance or regulatory background with an interest in the management of information and conflicts within an institutional banking environment
• Understanding of investment banking and global markets products
• Strong analytical capability and attention to detail
• Resilience and a "can do" attitude, especially under pressure
• Ability to multi-task and work effectively in a team
• Excellent communication and interpersonal skills that allow you to work collaboratively with colleagues and business stakeholders across regions and functions

What we offer

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At Macquarie, you’re empowered to shape a career that’s rewarding in all the ways that matter most to you. Macquarie employees can access a wide range of benefits which, depending on eligibility criteria, include:

• 1 wellbeing leave day per year and a minimum of 25 days of annual leave.
• 26 weeks’ paid parental leave for primary caregivers along with 12 days of paid transition leave upon return to work and 6 weeks’ paid leave for secondary caregivers
• Paid fertility leave for those undergoing or supporting fertility treatment
• 2 days of paid volunteer leave and donation matching
• Access to a wide range of salary sacrificing options
• Benefits and initiatives to support your physical, mental and financial wellbeing including, comprehensive medical and life insurance cover
• Access to our Employee Assistance Program, a robust behavioural health network with counselling and coaching services
• Access to a wide range of learning and development opportunities, including reimbursement for professional membership or subscription
• Access to company funded emergency and backup dependent care services
• Recognition and service awards
• Hybrid and flexible working arrangements, dependent on role
• Reimbursement for work from home equipment

About the Risk Management Group

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Our Risk Management Group works as an independent, and centralised function, responsible for independent and objective review and challenge, oversight, monitoring and reporting in relation to Macquarie’s material risks. We are a global team that aims to manage the risks of today and anticipate the risks of tomorrow. Our divisions include compliance, credit, financial crime risk, market risk, operational risk, aggregate risk and prudential, and central.

Inclusion at Macquarie

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We are committed to providing an inclusive environment for all, where different experiences, skills and perspectives are valued and respected. Macquarie provides access to opportunities for all individuals regardless of their identity, including age, disability, neurodiversity, gender (including gender identity or expression), sexual orientation, marriage or civil partnership, pregnancy, parental status, race (including ethnic or national origin), religion or belief, or socio-economic background.
We provide reasonable adjustments to individuals who may need support during the recruitment process and employment. If you require an adjustment, please let us know during the application process.