Contract Compliance Manager

ZipRecruiter; London; On-site; GBP 100,000 - 125,000; Full time

Job summary

A leading international bank is seeking a Compliance Manager in London. This generalist compliance role involves supporting the Head of Compliance with monitoring frameworks and providing regulatory advisory services. The position requires in-depth knowledge of FCA regulations, strong stakeholder management, and experience in the compliance field.

Qualifications

• In-depth regulatory knowledge of FCA regulation including Consumer Duty.
• Experience in planning and executing compliance monitoring activities.
• Demonstrable experience in a compliance or audit role within banking or financial services.

Responsibilities

• Implement the Bank’s Compliance Monitoring framework and processes.
• Lead compliance monitoring reviews as outlined in the compliance plan.
• Provide regulatory advice and guidance to support the business.

Skills

Regulatory knowledge

Organisational skills

Stakeholder management

Job description

Job Description

Rev & Regs are recruiting for a Compliance Manager for a International Bank.

This is a generalist Compliance role focused on proactively supporting the Head of Compliance (SMF16) through a variety of activities including regulatory knowledge, monitoring, and advisory services across the Bank.

Responsibilities:

• Implement the Bank’s Compliance Monitoring framework, processes and procedures in line with industry and regulatory standards and the Bank’s risk appetite.
• Where required, aid in reviewing and updating compliance monitoring procedures to drive continuous improvement.
• Lead on compliance monitoring reviews as outlined in the compliance monitoring plan.
• Support in evaluating the ongoing effectiveness of the Compliance RCSAs and work with Operational Risk to ensure alignment.
• Continuously enhance regulatory compliance knowledge and proactively share best practices across Risk Teams and the wider bank.
• Provide timely, outcome-focused regulatory advice and guidance to support the business.
• Review and update compliance policies, standards, and procedures.
• Collate all required compliance Management Information (MI) relating to monitoring and regulation and analyse trends and issues to provide information and assurance to key internal governance forums.

Skills and Experience:

• In depth regulatory knowledge of FCA regulation, including knowledge of the FCA Consumer Duty.
• Experience in planning and executing Compliance Monitoring activities.
• Demonstrable experience in a Compliance or Audit related role within banking or financial services.
• Effectively manage issues by leveraging strong organisational and stakeholder management skills.

Duration: 6 Month

Location: London, City

Day rate: £500 per day