Conflicts & AML Analyst

UNCOVER; Greater London; Hybrid; GBP 45,000 - 65,000; Full time

Job summary

UNCOVER, a leading global law firm, is seeking a Conflicts & AML Analyst to join the Risk and Compliance team. The role can be remote or based in London, offering flexibility for the right candidate.

You'll conduct conflict of interest checks for new clients and matters, perform client due diligence, monitor client transactions for AML risks, and advise partners on conflict issues while ensuring SRA compliance.

Qualifications

• Bachelor's degree in Law, Business, or a related field.
• Experience in a Risk and Compliance function within a law firm.
• Extensive knowledge of SRA rules related to conflicts of interest and AML.
• Experience conducting conflict checks and client due diligence.

Responsibilities

• Conduct thorough conflict of interest checks for new clients and matters.
• Analyse conflict search results and elevate potential issues to senior management.
• Provide guidance and advice to partners and fee earners on conflict issues.
• Perform client due diligence (CDD) and enhanced due diligence (EDD) in accordance with AML regulations.
• Monitor and review client transactions for potential money laundering risks.
• Ensure compliance with the Solicitors Regulation Authority (SRA) rules, particularly concerning conflicts of interest and AML.
• Stay informed about changes in relevant laws and regulations and advise the firm accordingly.
• Assist in developing and implementing compliance training programs for staff.
• Identify and assess potential risks related to conflicts of interest and AML and develop strategies to mitigate identified risks.
• Collaborate with other departments to ensure a cohesive approach to risk management.

Skills

Conflict checks

AML compliance

CDD/EDD

Risk analysis

Regulatory guidance

Education

Bachelor's degree in Law or related field

Job description

A leading global law firm is looking for a Conflicts & AML Analyst to join their Risk and Compliance team that can be either remote or London based.

Prior compliance experience in a law firm environment is essential.

Key Responsibilities for the Conflicts & AML Analyst:

• Conduct thorough conflict of interest checks for new clients and matters.
• Analyse conflict search results and elevate potential issues to senior management.
• Provide guidance and advice to partners and fee earners on conflict issues.
• Perform client due diligence (CDD) and enhanced due diligence (EDD) in accordance with AML regulations.
• Monitor and review client transactions for potential money laundering risks.
• Ensure compliance with the Solicitors Regulation Authority (SRA) rules, particularly concerning conflicts of interest and AML.
• Stay informed about changes in relevant laws and regulations and advise the firm accordingly.
• Assist in developing and implementing compliance training programs for staff.
• Identify and assess potential risks related to conflicts of interest and AML and develop strategies to mitigate identified risks.
• Collaborate with other departments to ensure a cohesive approach to risk management.

Qualifications:

• Bachelor's degree in Law, Business, or a related field
• Experience working in a Risk and Compliance function within a law firm.
• Extensive knowledge of the SRA rules, particularly those relating to conflicts of interest and AML.
• Experience conducting conflict checks and client due diligence.

If you are a dedicated professional with a passion for AML compliance and conflicts of interest, we encourage you to apply for this exciting role