Compliance Surveillance Analyst - C09

TN United Kingdom; Belfast; Hybrid; GBP 30,000 - 50,000; Full time

Job summary

Join a leading financial services firm in Belfast as a Compliance Risk Analyst. You will be responsible for implementing surveillance strategies to detect regulatory violations, analyzing trading activities, and collaborating with various departments to ensure compliance. With a hybrid working model and competitive benefits, this role offers a dynamic environment for professional growth.

Benefits

Generous holiday allowance starting at 27 days

A discretional annual performance related bonus

Private medical insurance

Employee Assistance Program

Pension Plan

Paid Parental Leave

Special discounts for employees

Access to learning and development resources

Qualifications

• Relevant compliance experience preferred.
• Some knowledge of compliance laws and regulations.
• Self-starter who is flexible and adaptive.

Responsibilities

• Assist with the review and analysis of surveillance alerts.
• Gather and analyze trade data for regulatory inquiries.
• Communicate surveillance findings to management.

Skills

Excellent written and verbal communication skills

Project management

Interpersonal skills

Analytical skills

Education

Bachelor's degree

Advanced degree

Tools

MS Office

Job description

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Client:

06500 Citigroup Global Markets Limited

Location:

Belfast, United Kingdom

Job Category:

Other

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EU work permit required:

Yes

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Job Reference:

4f9799821988

Job Views:

4

Posted:

27.05.2025

Expiry Date:

11.07.2025

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Job Description:

Description

:

Description

:

Serves as a compliance risk analyst for Independent Compliance Risk Management (ICRM)’s Surveillance team responsible for the design, implementation, and oversight for a suite of surveillances designed to detect behaviors that may violate regulatory rules or internal policies and procedures. When potentially anomalous behavior is detected, the team is responsible for escalating the activity and working collaboratively with partners across the first and second lines of defense to determine the appropriate resolution of the matter, which may include employee discipline. The ICRM Global Surveillance platform encompasses a number of surveillance related portfolios including trade surveillance, e-communications and voice surveillance, employee trading, outside activities surveillance, and information barrier surveillance.

Responsibilities:

Assisting team members with the review and analysis of surveillance alerts and/or reports relating to firm, employee and client trading activity. Properly documenting the review and disposition of the exceptions as well as escalating matters appropriately.

Gathering and analyzing trade data to assist in the Firm’s response to inquiries received from governmental and exchange regulatory bodies. Supporting the compliance group in evaluating surveillance results for potential problems, communicating surveillance findings to management in a clear and concise manner as well as interacting with legal and other compliance personnel.

Responding to inquiries or requests from internal partners ( IRCM Assurance, Internal Audit, and Legal).

Other responsibilities include handling telephone hotlines and performing data entry.

Additional duties as assigned.

Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.

Qualifications:

Previous relevant experience preferred

Some knowledge of Compliance laws, rules, regulations, risks and typologies

Excellent written and verbal communication skills

Must be a self-starter, flexible, innovative and adaptive

Demonstrated interpersonal skills with the ability to work collaboratively and with people at all levels of the organization

Strong project management and organizational skills and capability to handle multiple projects at one time

Proficient in MS Office applications (Excel, Word, PowerPoint)

Some knowledge of Compliance laws, rules, regulations, risks and typologies

Some knowledge in area of focus

Education:

Bachelor’s degree; experience in a financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof ; Advanced degree preferred

What we can offer you:

We work hard to have a positive financial and social impact on the communities we serve. In turn, we put our employees first and provide the best-in-class benefits they need to be well, live well and save well.

By joining Citi Belfast, you will not only be part of a business casual workplace with a hybrid working model (up to 2 days working at home per week), but also receive a competitive base salary (which is annually reviewed), and enjoy a whole host of additional benefits such as:

· Generous holiday allowance starting at 27 days plus bank holidays; increasing with tenure

· A discretional annual performance related bonus

· Private medical insurance packages to suit your personal circumstances

· Employee Assistance Program

· Pension Plan

· Paid Parental Leave

· Special discounts for employees, family, and friends

· Access to an array of learning and development resources

Alongside these benefits Citi is committed to ensuring our workplace is where everyone feels comfortable coming to work as their whole self every day. We want the best talent around the world to be energized to join us, motivated to stay, and empowered to thrive.

Sounds like Citi has everything you need? Then apply to discover the true extent of your capabilities.

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Job Family Group:

Compliance

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Job Family:

Surveillance

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Time Type:

Full time

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