Compliance Supervisor - Financial Services

ZipRecruiter; Horsham; On-site; GBP 34,000 - 40,000; Full time

Job summary

An established financial advice firm seeks a dedicated compliance professional to join their team in Horsham. This role involves providing essential support to the Compliance Department and requires previous experience in compliance within Financial Services, ideally from an Independent Financial Advisor (IFA) background. The ideal candidate will possess strong communication skills and a systematic approach to work. This is a fantastic opportunity to enhance your career in Wealth Management while working in a supportive environment that values your contributions.

Qualifications

• Experience in a compliance role within Financial Services is essential.
• Confident individual with a methodical approach to work.

Responsibilities

• Support all teams within the Compliance Department.
• Assist the Field Based Compliance Team.

Skills

Compliance Knowledge

Communication Skills

Systematic Approach

Financial Services Experience

Job description

Job Description

Our client is a successful and established Financial Advice firm in Horsham, currently seeking support in their compliance division.

You will provide support to all teams within the Compliance Department, including the Field Based Compliance Team.

Previous experience within a compliance role within Financial Services is required, ideally from an IFA background.

We are looking for a confident individual with a systematic and methodical approach to work, possessing the ability to communicate effectively at all levels and in all media types.

Base salary up to £40,000 plus benefits and potential bonus.

This is a great role within Wealth Management.

We have this role and other compliance opportunities in Sussex, so feel free to call Jason at Astral to discuss.