Compliance Specialist | London

GSB is a pending trademark of GSB Capital Ltd.; London; Hybrid; GBP 40,000 - 80,000; Full time

Job summary

An innovative firm is seeking a Compliance Specialist to ensure adherence to FCA regulations and uphold high standards of ethical financial management. In this dynamic role, you will conduct risk assessments and oversee AML policies, contributing to a purpose-driven organization that prioritizes integrity and accountability. Join a Certified B Corp that values community and governance, and enjoy flexible working arrangements while making a meaningful impact in the financial services sector. This is a unique opportunity to be part of a high-growth business that is reshaping wealth management.

Benefits

Private medical insurance

Life assurance

Flexible working arrangements

Supportive work-life balance culture

Qualifications

• Significant experience in a compliance role within UK financial services.
• Strong understanding of FCA regulations and governance requirements.

Responsibilities

• Monitor compliance with FCA regulations and Financial Services and Markets Act.
• Conduct risk assessments and maintain compliance policies.

Skills

Compliance expertise

Understanding of FCA regulations

Risk assessment skills

Ability to implement compliance frameworks

Job description

Join GSB UK and shape the future of ethical wealth management

At GSB, our mission is clear: to create, protect, and grow wealth—ethically and responsibly. As a Certified B Corp, we are redefining financial services by prioritising integrity, accountability, and innovation.

Our philosophy is guided by four core principles:

• Culture First – We build a better workplace while supporting financial, physical, professional, and social well-being.
• Community Led – We contribute to the economic and social betterment of the communities we serve.
• Governance Driven – We uphold ethical policies and practices, ensuring accountability across our business.
• Foresight Set – We continuously innovate to enhance value for all stakeholders.

The Role: Compliance Specialist (UK – London-based/Hybrid)

As a Compliance Specialist, you will play a key role in ensuring our firm adheres to FCA regulations. You will provide expert guidance on regulatory compliance, conduct risk assessments, oversee AML policies, and ensure GSB meets its governance and Consumer Duty obligations. Reporting to the Group Chief Compliance & Regulatory Affairs Officer, you will be instrumental in maintaining our high standards of ethical and responsible financial management.

Key Responsibilities:

• Monitor and oversee compliance with FCA regulations and the Financial Services and Markets Act 2000.
• Conduct risk assessments and maintain compliance policies, including AML procedures.
• Ensure high standards in client interactions and selling practices.
• Oversee regulatory reporting, including the annual Consumer Duty Assessment Report.
• Manage compliance monitoring, complaints handling, and remediation planning.
• Provide training and supervision to ensure adherence to compliance standards.

Who We’re Looking For:

• Significant experience in a compliance role within UK financial services.
• Strong understanding of FCA regulations and governance requirements.
• Self-starter with the ability to work independently in a fast-growing business.
• Proven ability to implement and oversee compliance frameworks.

Why Join Us?

• Work in a dynamic, purpose-driven organisation committed to ethical wealth management.
• Competitive salary and comprehensive benefits package, including private medical insurance and life assurance.
• Flexible working arrangements and a supportive work-life balance culture.
• Opportunity to contribute to a high-growth, Certified B Corp business that is disrupting the market.

Join us and be part of a firm that puts integrity and responsible financial management at its core.