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Compliance Specialist
MERJE Ltd
London
On-site
GBP 50,000 - 90,000
Full time
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Job summary
An established industry player in the financial sector is seeking a Compliance Officer to uphold regulatory standards and ensure compliance with UK financial regulations. This role is crucial for developing policies, conducting audits, and providing training to staff, all while liaising with regulatory bodies. Join a dynamic and rewarding work environment where your expertise will contribute to maintaining excellence and innovation in the industry. If you have a passion for compliance and a desire to make a significant impact, this opportunity is perfect for you.
Qualifications
- 5-6 years of experience in Compliance, preferably in a hedge fund.
- In-depth knowledge of UK financial regulations.
Responsibilities
- Develop and implement compliance policies and procedures.
- Conduct internal audits and risk assessments.
Skills
Education
Job description
This prestigious Hedge Fund has a rich history of excellence and innovation in the financial sector. With a strong focus on client satisfaction and ethical practices, the company offers a dynamic and rewarding work environment for ambitious professionals looking to develop their careers further.
As a Compliance Officer, you will play a crucial role in maintaining the company's regulatory standards including:
- Developing and implementing compliance policies and procedures
- Monitoring and reporting on regulatory changes affecting the business
- Conducting internal audits and risk assessments
- Providing compliance training to staff at all levels
- Liaising with regulatory bodies and external auditors
Required knowledge and experience:
- 5-6 years in a broad Compliance preferably in a hedge fund environment
- In-depth knowledge of UK financial regulations and compliance frameworks
- Strong analytical and problem-solving skills
- Excellent communication and stakeholder management skills
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