Compliance Senior Associate, Retail Financial Services,

Oliver James; London; Hybrid; GBP 45,000 - 70,000; Full time

Job summary

An established industry player is on the lookout for a Compliance Senior Associate to join their dynamic team in the retail financial services sector. This role offers a hybrid working arrangement, allowing for flexibility while contributing to compliance and risk management efforts. The ideal candidate will possess strong communication skills, problem-solving abilities, and a proactive approach to upskilling. With a supportive culture and extensive technical training opportunities, this position is perfect for those looking to advance their careers in a thriving environment. Join a team where your expertise will make a significant impact!

Qualifications

• Experience in compliance and risk management in financial services.
• Background in advisory firms or financial institutions.

Responsibilities

• Ensure compliance with regulations and internal controls.
• Monitor and assess risk management processes.

Skills

Communication Skills

Problem-Solving

Risk Management

Internal Controls

Monitoring

Ability to Upskill

Job description

Job Description

Position: Compliance Senior Associate

Location: London / Hybrid

Sector: Retail Financial Services

We are seeking a dedicated Compliance Senior Associate with experience in the retail financial services sector. The ideal candidate will have a background in compliance, risk management, internal controls, and monitoring, gained through roles in advisory firms, financial institutions, or the FCA.

Key Skills: Strong communication skills, problem-solving abilities, capacity to upskill, and the ability to meet deadlines.

Team and Culture: The team comprises around 10 members. The company offers a great culture, extensive technical training, and opportunities for career development.

This role is based in London with a hybrid working arrangement.