Compliance & Risk Analyst

Adecco; Liverpool; Hybrid; GBP 35,000 - 50,000; Full time

Job summary

A leading company is seeking a Control Analyst to support operational risk and control processes. The role involves analyzing and documenting current practices and ensuring compliance with regulations. This hybrid position includes working from the Liverpool office for training initially, followed by flex hours.

Qualifications

• Good understanding of FCA, JFSC & CBI regulations.
• Experience in Compliance and Operational Risk requirements.
• Knowledge of market practices and Exchange rules.

Responsibilities

• Assists in analyzing control and risk management processes.
• Documents existing control practices and procedures.
• Helps document evidence of successful performance of control procedures.

Skills

Regulatory perspective

Operational risk analysis

Compliance knowledge

KYC knowledge

AML understanding

Job description

Working with more senior Control professionals to provide control testing, control and risk education, operational risk support, and regulatory support across the business. May coordinate data gathering/research regarding policies and practices for more senior colleagues.

Primary Responsibilities:

• Assists in analysing control and risk management processes and creating reports on issues and areas of improvement throughout the business.
• Documents existing control practices and procedures. Works with the business to understand the controls currently in place to minimise risk.
• Assists in the documentation of evidence of successful and efficient performance of control and business recovery procedures.

Technical Knowledge Required:

• Good understanding of the industry from a regulatory and operational perspective.
• Working knowledge of the FCA, JFSC & CBI rules and regulations, as well as up to date knowledge of market practices and Exchange rules.
• Good understanding of technical/functional knowledge as required for the role.
• Direct experience or a good understanding of Compliance and Operational Risk requirements.
• A strong understanding of KYC and AML risk.

Location:

This is a hybrid working role, with a requirement to work from the clients Liverpool office at least 3 days a week. You will be required to be in office 5 days a week for the first few weeks whilst training commences.

Working hours:

Standard working hours with some flex where required.

If you feel that this is a role that would suit you then please apply today.

If you do not hear from us within 48 hours of your application, please assume that you have been unsuccessful on this occasion.

Pontoon Solutions are an equal opportunities company

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