Compliance Operations Associate

FSCom Limited; Derry/Londonderry; Híbrido; GBP 25 000 - 32 000; Tempo integral

Vantagens oferecidas por esta oferta de emprego

Mentoring

Development opportunities

Inclusive environment

Hands-on experience

Resumo da oferta

FSCom Limited, operating ComplianceGuard within the fscom group, invites applications for a Compliance Operations Associate in Londonderry/Derry. The role is hybrid, with four days in office and one day remote, focusing on day-to-day compliance delivery and cross-functional collaboration with senior consultants.

You will learn from industry experts, contributing to onboarding checks, screenings, monitoring and regulatory change projects while developing strong analytical and documentation skills

Qualificações

• Strong analytical thinking and attention to detail.
• Excellent written and verbal communication skills.
• Solid time-management and organisational abilities.
• Ability to work independently and as part of a team.
• Professional and confidential approach when handling sensitive information.

Responsabilidades

• Support day-to-day delivery across all compliance services with accurate, timely task execution and strong documentation.
• Conduct onboarding checks, EDD, screening reviews, transaction monitoring alerts and QA sampling.
• Support periodic reviews, reconciliations and monitoring tests.
• Follow procedures for case assessment, documentation and escalation.
• Prepare working papers and initial analyses for Lead or Senior Associate review.
• Update trackers, logs and workflow tools to maintain transparency.
• Assist in remediation and regulatory change projects through data analysis and coordination.
• Support safeguarding tasks including four- or six-eye reviews and discrepancy checks.
• Maintain high attention to detail and consistency across deliverables.
• Undertake ad hoc compliance and administrative tasks and wider projects.

Conhecimentos

Strong analytical thinking

Written and verbal communication

Time management

Independent working

Team collaboration

Initiative and learning

Confidentiality

Ferramentas

Microsoft Excel

Descrição da oferta de emprego

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Careers

Compliance Operations Associate

Role:

Compliance Operations Associate

Location:

Londonderry/Derry, hybrid, 4 days in office, 1 day working from home.

About ComplianceGuard

ComplianceGuard, part of the fscom group, provide compliance, risk management and financial services regulation oversight across capital markets, e-money and payments, digital assets and crypto firms and tier 1 and global banking. We provide experienced industry tested professionals who integrate into compliance functions strengthening their regulatory confidence and operational continuity.

We have built a reputation for providing high quality, commercially focused advice to our clients. Our value proposition is simple: we help our clients navigate their compliance maturity journey, delivering expertise that makes a real difference.

We are looking for driven, ambitious professionals who want to be part of this journey, make their mark, and help us continue to be the best at what we do.

Over the last fifteen years, we have built a reputation for providing high quality, commercially focused advice to our clients, and are widely recognised as the premier compliance consulting firm to the financial services sector. Our value proposition is simple: we help our clients navigate their compliance maturity journey, delivering expertise that makes a real difference.

Following our strategic partnership with Bridgepoint in 2022, we are on an exciting growth trajectory with huge opportunities ahead. We are looking for driven, ambitious professionals who want to be part of this journey, make their mark, and help us continue to be the best at what we do.

The role

This role will support the day to day delivery across all compliance services in complianceguard. You will work as part of a team and alongside senior consultants and under the supervision of trailblazers and experts in this industry.

This role is a great development opportunity for individuals who wish to learn from the best, work with our experts and challenge themselves in innovating and developing with our clients. We will ensure you have direct face time regularly with the leaders of our business to ensure your connection and learning. We are looking for candidates who are hungry to learn, self-motivated, can work on initiative, take pride in their work, and have the drive to learn and bring fresh approaches and develop their knowledge.

Responsibilities

Upon training from our expert team, you will:

• Support day ‑ to ‑ day delivery across all compliance services, ensuring accurate and timely completion of tasks, adherence to processes, and strong documentation standards.
• Conduct activities such as onboarding checks, EDD, screening reviews, transaction monitoring alerts, and QA sampling.
• Support periodic and retrospective reviews, reconciliations, and monitoring tests.
• Follow established procedures for case assessment, documentation, and escalation.
• Prepare working papers, evidence packs, and initial analyses for Lead or Senior Associate review.
• Update trackers, logs, and workflow tools to maintain operational transparency.
• Assist in remediation and regulatory change projects through data analysis and task coordination.
• Support safeguarding tasks such as four or six ‑ eye reviews and discrepancy checks.
• Maintain strong attention to detail and consistency across all deliverables.
• Undertake ad hoc compliance and administrative tasks and wider projects, gaining exposure to a broad range of compliance responsibilities.

What we are looking for

Essential

• Strong analytical skills with a keen attention to detail
• Proficient in Microsoft Office, especially Excel
• Excellent organisational and time-management skills, with the ability to prioritise tasks and meet deadlines
• Excellent written and verbal communication skills
• Ability to work effectively both independently and as part of a team
• Demonstrates initiative, enthusiasm, and a willingness to learn
• Professional and confidential approach to handling sensitive information

Desirable

• Foundational knowledge of compliance, AML or financial services operations
• Experience working within a professional services business

What will I get from the role?

• Hands-on experience in compliance within a leading consultancy firm
• Mentoring and support from experienced compliance professionals
• Opportunities for personal and professional development
• Friendly, inclusive, and supportive working environment

We are an equal opportunities employer, committed to Diversity & Inclusion and being a Great Place to Work (GPTW) for all and currently hold the Silver standard in Diversity Mark NI and the GPTW accreditation.