Compliance Officer - Muti Strat Hedge Fund

JR United Kingdom; Stoke-on-Trent; On-site; GBP 50,000 - 70,000; Full time

Job summary

A leading multi-strat hedge fund in Stoke-on-Trent is seeking a Compliance Officer to join its dynamic Compliance team. The successful candidate will oversee compliance monitoring activities, manage regulatory reporting, and support the development of compliance strategies, contributing to a recognized Great Place to Work.

Benefits

Professional growth opportunities

Collaborative working environment

Qualifications

• 4-8 years in financial services, preferably within a hedge fund or asset manager.
• Experience conducting regulatory reporting and compliance monitoring.

Responsibilities

• Establish training and development activities for compliance.
• Conduct market abuse monitoring and maintain compliance registers.
• Provide compliance reports to the fund's boards and clients.

Skills

Generalist compliance experience

Knowledge of FCA and SEC regulations

Understanding of fund structures

High energy and drive for excellence

Job description

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Compliance Officer - Multi Strat Hedge Fund, Stoke-on-Trent

Coopman Search and Selection is delighted to partner with a top-tier multi-strat hedge fund with circa $3 billion AUM, looking to hire a Compliance Officer to work alongside the Head of Compliance and a compliance analyst.

In this role, you will work as an experienced member of the Compliance team, providing support for the global compliance programme.

Key Responsibilities:

• Establish training and development activities
• Manage the routine compliance monitoring programme
• Conduct market abuse monitoring and deep dive trade reviews
• Research new and emerging legal and regulatory areas
• Maintain compliance registers (personal trading, breaches, errors, incidents, gifts, entertainment)
• Oversee the firm’s restricted lists and sanctions monitoring
• Provide compliance reports to the fund's boards and clients
• Review and approve marketing materials; advise on marketing rules across jurisdictions
• Handle regulatory reporting and staff attestations

Experience Required:

• 4-8 years in financial services, preferably within a hedge fund or asset manager
• Generalist compliance experience
• Knowledge of FCA and SEC regulations
• Understanding of fund structures such as UCITS, Cayman Islands, and managed accounts
• High energy, drive for excellence, stamina, and ability to perform in a fast-paced environment

For a confidential discussion or further information, please contact [emailprotected]

As a Certified B Corporation, we operate for good, valuing sustainability and stakeholder interests. Recognized as a Great Place to Work, we foster professional growth and collaboration.