Compliance Officer - Muti Strat Hedge Fund

JR United Kingdom; Birmingham; On-site; GBP 60,000 - 90,000; Full time

Job summary

A leading multi-strat hedge fund based in Birmingham is seeking a Compliance Officer to join their team. This role involves supporting compliance operations, managing training and monitoring programs, and ensuring adherence to FCA and SEC regulations, making it an excellent opportunity for professionals with substantial experience in financial services.

Qualifications

• 4-8 years in financial services, preferably hedge funds or asset management.
• Ability to thrive in a fast-paced environment.

Responsibilities

• Establish training programs for compliance.
• Manage routine compliance monitoring.
• Conduct market abuse monitoring including trade reviews.
• Provide compliance reports to fund boards.

Skills

Generalist compliance experience

Strong knowledge of FCA regulations

Strong knowledge of SEC regulations

Understanding of fund structures

High energy and drive for excellence

Job description

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Compliance Officer - Multi Strat Hedge Fund, Birmingham

Coopman Search and Selection is delighted to partner with a top-tier multi-strat hedge fund with circa $3 billion AUM, seeking to hire a Compliance Officer to work alongside the Head of Compliance and a compliance analyst.

This role involves working as an experienced member of the Compliance team, supporting the global compliance programme's daily operations.

Key Responsibilities:

• Establishing training programs to ensure effective training and development
• Managing the routine compliance monitoring programme
• Conducting market abuse monitoring, including trade reviews
• Researching new and emerging legal and regulatory areas
• Maintaining compliance registers (personal account trading, breaches, errors, incidents, gifts, entertainment, etc.)
• Overseeing the firm's restricted lists and sanctions monitoring
• Providing compliance reports to the fund's boards and clients
• Reviewing and approving marketing materials; advising on marketing rules across jurisdictions
• Handling regulatory reporting and staff attestations

Experience Required:

• 4-8 years in financial services, preferably within a hedge fund or asset management
• Generalist compliance experience
• Strong knowledge of FCA & SEC regulations
• Understanding of fund structures such as UCITS, Cayman, and managed accounts
• High energy, drive for excellence, stamina, and ability to thrive in a fast-paced environment

For a confidential discussion or further information, please contact [emailprotected]

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