Compliance Officer - Muti Strat Hedge Fund

JR United Kingdom; Bath; On-site; GBP 60,000 - 100,000; Full time

Job summary

A leading multi-strat hedge fund in Bath is seeking a Compliance Officer to strengthen its compliance team. The role involves overseeing various compliance operations, such as monitoring programs and regulatory reporting, in a fast-paced environment. This position calls for an energetic individual with a strong financial services background and a keen understanding of regulations.

Qualifications

• 4-8 years in financial services, ideally in hedge funds.
• Generalist compliance background.
• Strong FCA and SEC knowledge.

Responsibilities

• Establish training programs for compliance.
• Manage compliance monitoring and conduct market abuse reviews.
• Provide compliance reports and handle regulatory reporting.

Skills

Compliance training and development

Compliance monitoring

Regulatory reporting

Market abuse monitoring

Research legal regulations

Job description

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Compliance Officer - Multi Strat Hedge Fund, Bath

Coopman Search and Selection is delighted to partner with a top-tier multi-strat hedge fund with circa $3 billion AUM, seeking to hire a Compliance Officer to work alongside the Head of Compliance and a compliance analyst.

In this role, you will work as an experienced member of the Compliance team, providing support for the global compliance programme's daily operations.

Key Responsibilities:

• Establish training programs to ensure effective compliance training and development
• Manage the routine compliance monitoring programme
• Conduct market abuse monitoring, including detailed trade reviews
• Research new and emerging legal and regulatory areas
• Maintain compliance registers (personal trading, breaches, errors, incidents, gifts, entertainment, etc.)
• Oversee the firm's restricted lists and sanctions monitoring
• Provide compliance reports to the fund's boards and clients
• Review and approve marketing materials; advise on marketing rules across jurisdictions
• Handle regulatory reporting and staff attestations

Experience Required:

• 4-8 years in financial services, preferably within a hedge fund or asset management
• Generalist compliance experience
• Strong knowledge of FCA and SEC regulations
• Understanding of fund structures including UCITS, Cayman, and managed accounts
• High energy, drive for excellence, stamina, and ability to thrive in a fast-paced environment

For a confidential discussion or more information, please contact [emailprotected]

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