Compliance Officer - Investments (Retail)

Michael Page (UK); City Of London; On-site; GBP 100,000 - 125,000; Full time

Job summary

A leading recruitment agency is seeking a Compliance Officer for a temporary to permanent position within the retail arm of a global investment management firm. The role is hybrid and based in London, offering a competitive daily rate of approximately £500+, depending on experience. Candidates should possess previous experience in compliance roles and a strong understanding of regulatory frameworks.

Benefits

Competitive daily rate

Flexibility and hybrid working

Opportunity to work with a reputable organization

Qualifications

• Experience in a compliance role within the Retail Investment Management space.
• Strong understanding of regulatory frameworks and compliance standards.
• High standards, resilience, stamina, determination, and perseverance required.

Responsibilities

• Conduct compliance reviews and sign-offs.
• Provide advice on regulatory framework for UCITS managers.
• Design and deliver training on compliance topics.

Skills

Compliance experience in Retail Investment Management

Understanding of regulatory frameworks

Self-starter qualities

Education

Bachelor's degree from a reputable university

Job description

Overview

Temp to perm Compliance Officer vacancy within the retail arm of an investment management firm. Global investment management firm. Role is hybrid and based in London.

Responsibilities

• Conduct compliance reviews and sign-offs.
• Support as compliance liaison for any projects undertaken by the business.
• Provide advice to the business on all aspects of the regulatory framework applicable to UCITS managers.
• Design and deliver training on compliance and regulatory topics to be delivered at all levels of the business from new joiners through to senior management.
• Ad-hoc project work.

Qualifications

• Previous experience in a compliance role within the Retail Investment Management space.
• A strong understanding of regulatory frameworks and compliance standards.
• Bachelor's degree with an outstanding academic record from a reputable university.
• Self-starter with high standards, resilience, stamina, determination and perseverance.

Job Offer / Benefits

• Competitive daily rate of approximately £500+, depending on experience.
• Opportunity to work with a respected organisation in the financial services industry.
• Temporary role offering flexibility and hybrid working.