Compliance Officer - Insurance

Arthur; Greater London; Hybrid; GBP 70,000 - 80,000; Full time

Job summary

A leading company in the insurance sector is seeking a Compliance Officer to support the Head of Compliance & Risk. This role involves advising on regulatory obligations, managing compliance frameworks, and delivering training to ensure the business meets its compliance goals.

Qualifications

• Experience working in an insurance intermediary or insurance company.
• In-depth understanding of the insurance market and placing process.
• Familiarity with the FCA handbook.

Responsibilities

• Work with the Head of Compliance & Risk to implement and monitor regulatory developments.
• Draft and maintain compliance policies and procedures.
• Deliver compliance training to the business.

Skills

Organisational skills

Positive attitude

Tools

Microsoft products

Job description

ComplianceOfficer - Insurance
London (Hybrid)
£70,000 - £80,000 (Plus benefits & bonus)
The purpose of this position is to support theHead of Compliance & Risk in advising the business and delivering key legal and regulatory obligationswhileoperatingasthe SMCRSME and leadon projects to implement additional regulatory requirements.

Duties

• Work with the Head of Compliance& Risk to implement, embed and provide ongoing monitoring of regulatory developments.
• Help manage theSMCR Framework.
• Guide and assist the business in delivering the correct outcomes.
• Conduct horizon scanning.
• Draft and maintain policies and procedures.
• Identify opportunities to collaborate withthe broader businesses.
• Deliver compliance training to the business.
• Complete allocated tasks outlined in the Annual Compliance Plan.
• Assist the team in managing the notification of data incidents and breaches.

Experience

• Experience working in an insurance intermediary or insurance company.
• In-depth understanding of the insurance market and placing process is necessary.
• In-depth understanding of the FCA handbook
• Experience with US surplus lines business is preferred but not essential;
• Maintaining a positive attitude and self-motivated, with excellent organisational skills
• Knowledge of Microsoft products.