Compliance Officer - Insurance

Oliver James; City Of London; On-site; GBP 40,000 - 60,000; Full time

Job summary

A leading London Market Insurer is seeking a Compliance Officer to join their Assurance/Monitoring team. This role involves supporting the Compliance Assurance Plan, conducting compliance monitoring, and producing reports on findings. The ideal candidate will possess experience in regulated financial services, strong analytical skills, and an effective communication ability.

Qualifications

• Experience with compliance monitoring and assurance reviews in regulated financial services.
• Knowledge of regulatory frameworks like FCA and PRA.
• Ability to write clear reports and communicate findings effectively.

Responsibilities

• Support the delivery of the Compliance Assurance Plan through monitoring activities.
• Conduct compliance reviews to assess regulatory adherence.
• Produce reports and present findings to stakeholders.

Skills

Compliance monitoring

Regulatory knowledge

Report writing

Analytical mindset

Relationship building

Job description

Social network you want to login/join with:

Compliance Officer - Insurance, City of London

Client:

Oliver James

Location:

City of London, United Kingdom

Job Category:

Other

-

EU work permit required:

Yes

Job Reference:

Job Views:

6

Posted:

19.08.2025

Expiry Date:

03.10.2025

Job Description:

Oliver James is partnering with a leading London Market Insurer to expand their compliance team. The company operates across Lloyds & General insurance markets, with a strong reputation.

This role offers an opportunity to join as a Compliance Officer in the Assurance/Monitoring team, reporting to the Head of Compliance Monitoring. The role involves supporting the Compliance Assurance Plan, conducting reviews, monitoring activities, and reporting findings.

• Support the delivery of the Compliance Assurance Plan, including thematic reviews and control testing.
• Conduct compliance monitoring to assess control effectiveness and regulatory adherence.
• Produce reports and present findings to stakeholders.
• Collaborate with compliance, audit, and business teams to ensure follow-up actions are completed.

The ideal candidate will have:

• Experience with compliance monitoring and assurance reviews in regulated financial services (insurance/Lloyd's preferred).
• Knowledge of regulatory frameworks (FCA, PRA, Lloyd's, SMCR, Consumer Duty).
• Ability to write clear reports and communicate findings effectively.
• Confidence working independently on reviews and tracking actions.
• Strong relationship-building skills across different business areas.
• Analytical mindset, attention to detail, and organizational skills.

If interested, please apply or send your CV to [emailprotected].