Compliance Officer for Legal Practice (COLP)

Yorkshire Pie Company; Sheffield; Hybrid; GBP 70.000 - 110.000; Vollzeit

Benefits dieser Stelle

Hybrid working

Zusammenfassung

A well-established Sheffield law firm is seeking an experienced compliance professional to join its senior leadership team as Compliance Officer for Legal Practice (COLP).

You will lead regulatory compliance, risk and governance, advise the Board on SRA requirements, manage breaches, develop policies, and deliver practical training across the firm. Hybrid working available and direct access to senior stakeholders.

Qualifikationen

• Must be a qualified solicitor in England & Wales.
• Experience in law firm compliance, risk or governance.
• Ability to lead COLP appointment and advise on regulatory requirements.

Aufgaben

• Act as COLP and maintain an effective regulatory compliance framework.
• Advise the Board on SRA requirements and regulatory developments.
• Identify, report and manage regulatory breaches and risk areas.
• Review and develop policies, procedures and internal controls.
• Oversee complaints, claims and wider risk management matters.
• Deliver practical compliance training across the business.
• Collaborate with senior stakeholders to promote a compliant culture.

Ausbildung

Qualified solicitor in England & Wales

Jobbeschreibung

Compliance Officer for Legal Practice (COLP)

Sheffield

A well-established Sheffield law firm is looking for an experienced legal compliance professional to join its senior leadership team as Compliance Officer for Legal Practice.

This is a broad, influential role with responsibility for leading the firm’s approach to regulatory compliance, risk and governance. You’ll work closely with the firm’s Directors and senior stakeholders, providing practical advice and ensuring compliance is properly embedded across the business.

The Role?

• Acting as the firm’s COLP and maintaining an effective regulatory compliance framework
• Advising the Board and wider firm on SRA requirements, professional standards and regulatory developments
• Identifying, managing and reporting potential breaches and areas of regulatory risk
• Reviewing and developing policies, procedures and internal controls
• Overseeing complaints, claims and wider risk management matters
• Supporting the firm with Lexcel and other relevant accreditations
• Delivering practical compliance training across the business
• Working closely with senior stakeholders to promote a positive and commercially focused compliance culture
• Supporting wider governance and strategic projects across the firm

About you?

• Strong knowledge of the SRA Standards and Regulations
• Previous experience working within a law firm compliance, risk or governance role
• The confidence and experience required to hold the COLP appointment
• Broad exposure to areas such as regulatory compliance, complaints, breaches, policies, accreditations and risk management
• The ability to translate regulatory requirements into clear, practical advice
• Strong stakeholder management skills and the confidence to work closely with senior leaders

You may already be working as a COLP, Head of Risk & Compliance, Compliance Manager or senior Risk & Compliance Lawyer and be looking for an opportunity to take ownership of the function within an established regional firm.

You must be a qualified solicitor in England & Wales

What’s in it for you?

• A genuinely influential role within the firm’s senior leadership structure
• The opportunity to shape and develop the firm’s compliance and risk strategy
• Direct access to the Board and key decision-makers
• A broad role with real ownership and visibility
• Hybrid working
• The chance to join an established, supportive and highly regarded Sheffield firm