Compliance Officer, Financial Market Compliance Advisory, CCOR

Lloyds Bank plc; London; Hybrid; GBP 63,000 - 71,000; Full time

Job summary

An established industry player is seeking a junior Compliance Officer to join their Financial Markets Compliance Advisory team. This role offers a unique opportunity to support adherence to UK regulatory requirements and enhance compliance processes. You will collaborate with business colleagues, providing essential compliance advice and delivering training to ensure a thorough understanding of regulations. This dynamic position promises growth and development in a supportive environment that values diversity and inclusion. Join a team committed to making a positive impact in the financial services sector and take the next step in your career.

Benefits

Up to 15% pension contribution

Annual performance bonus

Share schemes including free shares

Flexible benefits like discounted shopping

28 days' holiday plus bank holidays

Wellbeing initiatives and parental leave policies

Qualifications

• Experience in compliance advisory within financial markets.
• Ability to provide regulatory advice and support compliance training.

Responsibilities

• Support compliance programs and act as a trusted business partner.
• Provide compliance advice on FCA rules and new regulations.
• Deliver compliance training for new and existing colleagues.

Skills

Compliance Advisory

Regulatory Knowledge (UK FCA)

Risk Management

Communication Skills

Collaboration

Job description

End Date
Wednesday 14 May 2025

Salary Range
£0 - £0

We support flexible working - click here for more information on flexible working options

Flexible Working Options
Hybrid Working, Job Share

Job Description Summary

Job Description

JOB TITLE: Compliance Officer, Financial Market Compliance Advisory

SALARY: £63,711 - £70,790

LOCATION(S): London

HOURS: Full-time

WORKING PATTERN: Our work style is hybrid, which involves spending at least two days per week, or 40% of our time, at one of our office sites.

About this opportunity

We're on an exciting journey and there couldn't be a better time to join us. We've implemented a new operating model for non-financial risk management across the Group, empowering our people to take end-to-end accountability for managing the risks they face. This approach aligns support with our risk and control owners to deliver excellent customer outcomes.

We're seeking a junior Compliance Officer with industry advisory compliance experience to join our Financial Markets Compliance Advisory team. Your role will support the Group in adhering to core regulatory requirements related to UK FCA, Trading Venue, Swap Dealer rules, and FMSB Market Practice Standards. We value proactive collaboration with first-line business colleagues to enhance compliance processes and controls.

Day-to-day responsibilities include:

• Joining our Financial Markets and Treasury Compliance team to deliver our 2025 compliance programs and act as a trusted Conduct & Compliance business partner.
• Providing compliance advice on a range of issues including FCA rules, Trading Venue rules, UK and European regulations on derivatives, money markets, issuance, and securitization activities, as well as new product and complex transaction approvals.
• Delivering compliance induction and refresher training for new and existing colleagues.
• Supporting the implementation of new regulations across the business.
• Supporting ad hoc projects related to compliance and business transformation.

Why Lloyds Banking Group

Join us at an exciting time as we invest in our people, data, and technology, leading to innovative projects and new ways to work, learn, and thrive.

What you'll need:

• A proven track record in providing challenge and advice to business areas in a peer group firm.
• Technical knowledge with exposure to Rates, FX, and Commodities trading and risk management products.
• Ability to build partnerships and support leadership and risk owners in making risk-based decisions.
• Initiative, drive, and curiosity to interact proactively with sales and trading colleagues.
• Strong communication skills, both written and verbal.

About working for us

We foster inclusivity and celebrate diversity, aiming to build a workplace where everyone feels they belong and can perform at their best. We lead in diversity and inclusion initiatives and welcome applications from underrepresented groups. We are disability confident and offer reasonable adjustments during recruitment.

Benefits include:

• Up to 15% pension contribution
• Annual performance bonus
• Share schemes including free shares
• Flexible benefits like discounted shopping
• 28 days' holiday plus bank holidays
• Wellbeing initiatives and parental leave policies

Ready to make a positive impact? Apply today and learn more.

At Lloyds Banking Group, our purpose is to help Britain prosper. Our colleagues are committed to making a difference for customers, businesses, and communities. Join us to shape the future of financial services and enjoy opportunities to learn, grow, and develop.

We prioritize data security and transparency in our recruitment process, only requesting sensitive information during formal interviews or after accepting an offer. We are committed to creating a values-led, inclusive culture where all colleagues can thrive and contribute meaningfully.