Compliance Officer, Associate | London, UK | Hybrid

SOCIETE GENERALE; London; Hybrid; GBP 100,000 - 125,000; Full time

Job summary

A leading European financial services group is looking for a Compliance Officer to manage conflicts of interest and support compliance frameworks. The role requires strong teamwork, decision-making, and communication skills while offering a collaborative work environment. This position is based in London with hybrid work flexibility.

Responsibilities

• Ensure conflicts checks are undertaken before new deals.
• Manage conflicts of interest from Private Side activities.
• Maintain Watch, Restricted, and Insider Lists.
• Provide advice on Control Room Policies and Procedures.
• Clear Investment Research against Watch & Restricted Lists.
• Support Personal Account Dealing (PAD) framework.
• Support Outside Business Activity (OBA) framework.
• Maintain Information Barrier procedures.
• Support the Global Insider List Tool (GILT) framework.
• Complete controls for UK CR Control Framework.
• Complete eLearning modules timely.
• Assist in delivering training on CR processes.
• Record and escalate breaches related to CR processes.
• Assist with shareholder disclosures.
• Coordinate with GCR teams internationally.
• Support GCR re-engineering and continuous improvement projects.

Skills

Rigor

Teamwork capabilities

Decision-making ability

Flexibility and adaptability

Ability to work under pressure

Assertiveness

Communication skills

Influencing skills

Initiative

Presentation skills

Job description

Compliance Officer, Associate

SOCIETE GENERALE London, United Kingdom Apply now Posted 2 days ago Hybrid Job Permanent Competitive

Responsibilities

1. Ensure conflicts checks are undertaken before new deals from Private side business lines, record conflicts in the management system, and notify relevant teams.
2. Manage conflicts of interest from Private Side activities, ensuring timely resolution and reporting.
3. Maintain Watch, Restricted, and Insider Lists in accordance with legal and policy requirements.
4. Provide advice on Control Room Policies and Procedures.
5. Clear Investment Research against Watch & Restricted Lists and manage conflicts of interest data for regulatory disclosures.
6. Support Personal Account Dealing (PAD) framework, approving staff requests as per UK and EMEA policies.
7. Support Outside Business Activity (OBA) framework, approving staff requests as per policies.
8. Maintain Information Barrier procedures, manage Wall Crossing requests.
9. Support the Global Insider List Tool (GILT) framework, validate requests, and respond to alerts.
10. Complete controls for UK CR Control Framework and escalate concerns.
11. Complete eLearning modules timely.
12. Assist in delivering training on CR processes.
13. Record and escalate breaches related to CR processes.
14. Assist with shareholder disclosures under UK regulations.
15. Coordinate with GCR teams internationally to ensure consistent approaches.
16. Support GCR re-engineering and continuous improvement projects.

Profile required

• Rigor
• Teamwork capabilities
• Decision-making ability
• Flexibility and adaptability
• Ability to work under pressure
• Assertiveness
• Communication skills
• Influencing skills
• Initiative
• Presentation skills

Why join us

We offer a collaborative environment that values impact, innovation, and community. Our flat structure provides visibility and growth opportunities, fostering success through passion and open-mindedness.

Business insight

If you meet the qualifications, apply to the SG Resourcing Team. We value diversity and are committed to equal opportunity employment.

About Société Générale: A leading European financial services group with diversified banking operations.

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