Compliance Monitoring Officer

Rev & Regs; Harlow; In loco; GBP 40.000 - 50.000; Tempo pieno

Descrizione del lavoro

A finance compliance firm in Harlow is seeking a Compliance Monitoring Officer to enhance their Compliance Monitoring Plan and conduct reviews. The ideal candidate will have experience in compliance monitoring and possess strong analytical and communication skills. This mid-senior level role offers a hybrid work model with competitive pay according to skills and experience.

Competenze

• Experience in compliance monitoring, audit, or assurance testing.
• Strong analytical, communication, and report-writing skills.
• Knowledge of FCA General Insurance regulation and Consumer Duty.

Mansioni

• Deliver and enhance the Compliance Monitoring Plan.
• Conduct compliance monitoring reviews and thematic deep dives.
• Identify and track regulatory risks and remedial actions.
• Produce concise reports for governance forums.
• Support projects for emerging regulatory risks.

Conoscenze

Compliance monitoring experience

Analytical skills

Communication skills

Report-writing skills

Stakeholder influence

Descrizione del lavoro

This range is provided by Rev & Regs. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.

Base pay range

Compliance Monitoring Officer

Location: Harlow

Hybrid/Remote

We’re looking for a Compliance Monitoring Officer to join our team and support the delivery of our Compliance Monitoring Plan. This role provides second line assurance over key regulatory risks and controls, helping to ensure our business meets its FCA obligations.

Key Responsibilities:

• Deliver and enhance our risk-based Compliance Monitoring Plan
• Conduct and report on compliance monitoring reviews and thematic deep dives
• Identify and track regulatory risks and remedial actions
• Produce clear, concise reports and MI for governance forums and FCA reporting
• Support projects and horizon scanning for emerging regulatory risks

What we’re looking for:

• Experience in compliance monitoring, audit, or assurance testing
• Strong analytical, communication, and report-writing skills
• Knowledge of FCA General Insurance regulation and Consumer Duty
• Ability to influence stakeholders and work across teams

If you would like to discuss this role in more detail please apply below

Seniority level

• Seniority level

  Mid-Senior level

Employment type

• Employment type

  Full-time

Job function

• Job function

  Finance

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