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An established industry player is seeking a Compliance Monitoring Manager to lead their compliance efforts in a dynamic and collaborative environment. In this role, you will own the Compliance Monitoring Plan, conducting thematic reviews and presenting findings to senior management. This is an exciting opportunity to contribute to a growing insurance firm, where your expertise in compliance and stakeholder management will be valued. If you thrive in a culture that promotes autonomy and inclusivity, this role is perfect for you. Join a team that values your input and helps shape the future of compliance in the insurance industry.
Location: London (Office-based)
Are you looking for a role with genuine autonomy?
One where you’ll get to own the Compliance Monitoring Plan and be responsible for its execution?
This is an opportunity to join a highly successful insurance firm that’s been enjoying considerable growth in recent years. It’s been a really exciting journey so far and they’ve got an exciting future ahead. This is your chance to be part of it.
You’ll love the collaborative and inclusive culture that the firm provides, as well the autonomy on offer in this role. This is an environment where your voice will be heard, and your views and opinions will be welcomed.
Managing a small team (with scope to grow), you’ll lead and manage Compliance Monitoring, including developing and maintaining Compliance Monitoring plans and schedules.
You’ll conduct thematic reviews to identify and assess compliance risks across all areas of the business and perform fact-finds and desk-based monitoring to evaluate adherence to regulatory requirements and internal policies.
You’ll present findings and recommendations to senior management and other relevant stakeholders, tracking and monitoring the implementation of corrective actions to ensure timely closure.
You’ll have gained strong Compliance Monitoring experience with the insurance industry, preferably in the London market. You’ll need a detailed understanding of the FCA rulebooks impacting the insurance sector and must possess excellent communication and stakeholder management skills.
This is a fully office-based role and so you must be happy working in the London office 5 days a week.
Interested?
Click apply.
Not got an up to date CV? Don’t worry, you can always give me (Mark) a call on 0121 274 0357 for an informal chat or email me at mark.wilson@willowresourcing.co.uk. We’ll pick it up from there.