Compliance Monitoring Manager

ZipRecruiter; Newcastle upon Tyne; On-site; GBP 40,000 - 70,000; Full time

Job summary

An established industry player is seeking a Compliance Monitoring Manager to enhance their compliance oversight in Financial Services. In this pivotal role, you will design and implement compliance monitoring plans, ensuring adherence to regulatory standards while providing valuable compliance advice. Your expertise in compliance reviews and knowledge of the FCA handbook will be crucial as you engage with stakeholders to drive improvements. This is a fantastic opportunity to make a significant impact in a dynamic environment where your contributions will be recognized and valued.

Qualifications

• Experience in compliance roles within Financial Services is essential.
• Strong knowledge of the FCA handbook and regulatory frameworks.

Responsibilities

• Oversee first line activities and drive improvements through monitoring.
• Design and manage the annual compliance monitoring plan.

Skills

Compliance Monitoring

Stakeholder Management

Communication Skills

Risk Assessment

Job description

Job Description

Compliance Monitoring Manager

Meraki Talent’s Financial Services client are looking for a Compliance Monitoring Manager to join their team on a permanent basis.

Responsibilities of the Compliance Monitoring Manager:

-Provide oversight of first line activities by carrying out monitoring activities driving actions to make improvements

-Design the annual compliance monitoring plan and oversee agreed monitoring activities, including scoping, fieldwork, documentation and reporting

-Assist in annual compliance reviews and risk assessments

-Provide compliance advice to the business around compliance monitoring, compliance standards and processes

Background of the Compliance Monitoring Manager:

-Experience working in a compliance role within Financial Services

-Strong exposure to completing compliance monitoring reviews

-Knowledge of the FCA handbook and the financial services regulatory framework

-Strong communication and stakeholder management skills