Compliance Monitoring Manager

ZipRecruiter; Newcastle upon Tyne; On-site; GBP 45,000 - 65,000; Full time

Job summary

A leading financial services client is seeking a Compliance Monitoring Manager for a permanent role. The successful candidate will oversee monitoring activities, design compliance plans, and provide expert guidance on compliance standards, ensuring the business adheres to regulatory frameworks.

Qualifications

• Experience working in a compliance role within Financial Services.
• Strong exposure to completing compliance monitoring reviews.
• Knowledge of the FCA handbook and the financial services regulatory framework.

Responsibilities

• Provide oversight of first line activities by carrying out monitoring activities.
• Design the annual compliance monitoring plan and oversee monitoring activities.
• Assist in annual compliance reviews and risk assessments.

Skills

Oversight

Compliance Monitoring

Communication

Stakeholder Management

Job description

Job Description

Compliance Monitoring Manager

Meraki Talent’s Financial Services client are looking for a Compliance Monitoring Manager to join their team on a permanent basis.

Responsibilities of the Compliance Monitoring Manager:

-Provide oversight of first line activities by carrying out monitoring activities driving actions to make improvements

-Design the annual compliance monitoring plan and oversee agreed monitoring activities, including scoping, fieldwork, documentation and reporting

-Assist in annual compliance reviews and risk assessments

-Provide compliance advice to the business around compliance monitoring, compliance standards and processes

Background of the Compliance Monitoring Manager:

-Experience working in a compliance role within Financial Services

-Strong exposure to completing compliance monitoring reviews

-Knowledge of the FCA handbook and the financial services regulatory framework

-Strong communication and stakeholder management skills