Compliance Monitoring Consultant - 12 Month FTC

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Client:

M&G

Location:

Edinburgh, United Kingdom

Job Category:

Consulting

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EU work permit required:

Yes

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Job Reference:

9c140a3638a6

Job Views:

9

Posted:

26.04.2025

Expiry Date:

10.06.2025

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Job Description:

We will consider flexible working arrangements for any of our roles and also offer workplace accommodations to ensure you have what you need to effectively deliver in your role.

Key Responsibilities:

• Deliver high-quality Compliance monitoring activities across the M&G business, including testing, thematic and ad-hoc reviews to assess compliance with regulation/legislation and fair customer outcomes.
• Lead reviews as required by the Compliance Monitoring Manager/Head of Compliance Monitoring & Assurance.
• Collaborate with Compliance Advisory and Risk teams to plan and target reviews effectively.
• Plan reviews considering regulatory requirements, breaches, complaints, Operational Risk MI, and KPIs.
• Conduct testing; document findings and actions using the monitoring workflow tool.
• Ensure issues are addressed with appropriate mitigating actions tracked to completion.
• Draft and issue formal reports to the business.
• Coordinate with Compliance Advisory Teams on emerging themes and findings for integrated advice.
• Assist with periodic reports to Boards and Committees as needed.
• Maintain compliance monitoring risk assessments periodically.

You will have:

• Experience in delivering risk-based Compliance monitoring plans.
• Extensive knowledge of regulatory compliance within asset management.
• Understanding of UK and international regulatory requirements.

Job & Personal Skills:

• Excellent communication skills, both written and oral.
• Strong planning and organizational skills with a proactive approach.
• Self-motivated with high initiative and a strong work ethic.
• Supportive team player with a collaborative style.

Desirable Qualifications:

• University degree or equivalent.
• Relevant compliance qualification (e.g., ICA, CIS).
• Job Level: Experienced Colleague.

We value diversity and inclusion at M&G plc, supporting all employees regardless of gender, ethnicity, age, sexual orientation, nationality, or disability. We welcome military service members and those returning from career breaks.