Compliance Monitoring Analyst | Hove, UK

Legal & General; Hove; On-site; GBP 40,000 - 55,000; Full time

Job summary

A leading company in the financial sector is seeking a Compliance Monitoring Analyst to enhance risk-based monitoring plans. The role involves conducting reviews, maintaining relationships, and ensuring compliance with regulatory requirements. Ideal candidates will possess strong analytical and communication skills, along with relevant financial qualifications. The company values inclusivity and offers a comprehensive benefits package, including performance bonuses and flexible working arrangements.

Benefits

Performance Bonuses

Share Schemes

Pension Contributions

Life Assurance

Private Medical Insurance

Generous Holiday Entitlement

Family Leave

Electric Car Scheme

Discounts

Modern Office Spaces

Qualifications

• Experience with L&G products in first or second line roles.
• Knowledge of regulatory requirements and risk management.

Responsibilities

• Conducting outcome reviews of first line business activities.
• Delivering end-to-end outcome-based monitoring reviews.
• Maintaining effective relationships with operational staff.

Skills

Leadership

Analytical Skills

Communication

Education

Financial Professional Qualifications

Job description

Company Description

Legal & General supports the savings, protection, and retirement needs of around 14 million people through our portfolio of retail and workplace businesses.

Our Retail division helps people enjoy a more colourful retirement, including Lifetime Mortgages, Retirement Interest Only Mortgages, and financial advice on our lending products.

We are the UK's leading individual life insurer and also provide Group Protection products for employers, helping people plan for the unexpected. We support home buying via our Mortgage Club, the UK's largest, and our award-winning Surveying Services team. Our fintech team supports socially useful start-ups and scale-ups in workplace, home, insurance, and wealth sectors.

Joining us means helping create brighter financial futures for our customers.

Job Description

We are recruiting a Compliance Monitoring Analyst to contribute to a risk-based monitoring plan and deliver high-quality, timely reviews focused on conduct risk. Key responsibilities include:

• Conducting outcome reviews of first line business activities, liaising with the business, testing, and drafting reports.
• Staying aware of regulatory priorities, industry developments, and business strategies to inform the monitoring plan.
• Maintaining effective relationships with operational staff and second line colleagues to support process improvements.
• Delivering end-to-end outcome-based monitoring reviews and following up on actions.
• Keeping up-to-date with conduct risk developments and sharing knowledge within the team.
• Utilising technology and analytics in monitoring work, with guidance from technical experts.
• Ensuring processes, systems, and controls are in place to identify and escalate risks, ensuring fair treatment of customers.

Qualifications

Ideal candidates will have:

• Financial professional qualifications (advantageous).
• Experience with L&G products, in first or second line roles.
• Understanding of Consumer Duty and delivering good customer outcomes.
• Knowledge of regulatory requirements and risk management, especially conduct risk.
• Experience in financial or professional services (advantageous).
• Strong planning, organization, and multitasking skills.
• Ability to analyse complex data and draw conclusions.
• Leadership in interviews and debriefs with senior management.
• Confidence in making regulatory judgments, with proactive decision-making and collaboration.
• Excellent written and verbal communication skills.

We offer a comprehensive benefits package, including performance bonuses, share schemes, pension contributions, life assurance, private medical insurance, generous holiday entitlement, family leave, electric car scheme, discounts, and modern office spaces.

Additional Information

At L&G, we believe in generating positive returns today while building a better future. We foster an inclusive culture, support flexible working, and value diverse backgrounds and perspectives. We care about outcomes and are open to flexible arrangements, including part-time and job shares.

Don't worry if you don't meet every criterion—consider your strengths, potential, and how you connect to our purpose.

Our purpose is to improve our customers' lives, build a better society, and create value for shareholders.

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