Enable job alerts via email!

Compliance Monitoring Analyst

Mason Blake

London

On-site

GBP 60,000 - 80,000

Full time

30+ days ago

Boost your interview chances

Create a job specific, tailored resume for higher success rate.

Qualifications

  • Minimum one year’s experience in investment management.
  • Exposure to compliance monitoring or investment operations.

Responsibilities

  • Ensure trades are compliant with regulatory requirements.
  • Conduct pre & post-trade monitoring across all asset classes.

Skills

Investment Compliance
Compliance Monitoring
Analytical Skills
Knowledge of Asset Classes

Job description

Our client, a renowned investment management firm, is searching for a Compliance Monitoring Analyst to join the team on a one-year contract. The ideal candidate will have experience working in an investment compliance role with an asset manager with a working knowledge of a variety of asset classes.

The key aspects of this role include:

  • Ensuring trades and transactions are compliant with regulatory requirements.
  • Pre & post-trade monitoring covering all asset classes, including investor support.
  • Maintaining the compliance monitoring system.

The ideal candidate will possess:

  • A minimum of one year’s experience in investment management.
  • Exposure to investment compliance, compliance monitoring or investment operations.

This is an excellent opportunity for a determined, highly-analyticalCompliance Monitoring Analyst to accelerate their career and develop incredible skills in a dynamic role. If you believe your skills and experience are a match for this great opportunity, please apply below with a copy of your CV.

Mason Blake acts as an employment agency for permanent recruitment and employment business for the supply of temporary workers. Mason Blake is an equal opportunities employer and welcomes applications regardless of sex, marital status, ethnic origin, sexual orientation, religious belief or age.

Apply for this job
Get your free, confidential resume review.
or drag and drop a PDF, DOC, DOCX, ODT, or PAGES file up to 5MB.

Similar jobs

Clinical Monitoring Analyst (CMA)

Nanosep AB

London

Remote

GBP 40 000 - 80 000

3 days ago
Be an early applicant

Compliance Monitoring Analyst

Monex Europe Ltd.

London

On-site

GBP 40 000 - 70 000

7 days ago
Be an early applicant

Clinical Monitoring Analyst (CMA)

IQVIA, Inc.

London

Remote

GBP 45 000 - 80 000

12 days ago

Clinical Monitoring Analyst (CMA)

IQVIA Argentina

London

Remote

GBP 40 000 - 80 000

24 days ago

Clinical Monitoring Analyst (CMA)

IQVIA

Remote

GBP 40 000 - 80 000

13 days ago

Guideline Monitoring Analyst

Cornwallis Elt

Greater London

On-site

GBP 60 000 - 80 000

11 days ago

Cloud Monitoring & Data Analyst

JR United Kingdom

London

Hybrid

GBP 40 000 - 70 000

Yesterday
Be an early applicant

Cloud Monitoring & Data Analyst

Certus Sales Recruitment

Greater London

Hybrid

GBP 60 000 - 70 000

Today
Be an early applicant

FCC Transaction Monitoring & Screening Operations Analyst

The Curve Group

Greater London

Hybrid

GBP 40 000 - 70 000

10 days ago