Compliance Manager - Professional Services Department Compliance Competitive United Kingdom

Sloaneshorey; London; On-site; GBP 50,000 - 75,000; Full time

Job summary

Join a leading professional services firm in London as a Compliance Manager, overseeing compliance management and operations. Your role will involve supervising staff, ensuring regulatory compliance, and providing training. Ideal candidates will have 4-8 years’ experience in compliance within a professional services environment.

Qualifications

• 4-8 years of professional experience.
• At least 2 years in firm's internal compliance function.
• Experience in AML/CTF regulations, CDD, KYC.

Responsibilities

• Supervise junior compliance staff.
• Execute client onboarding and manage vendor risk.
• Deliver internal training on compliance.

Skills

AML regulations

KYC

Vendor risk management

Data privacy/protection

Presentation skills

Tools

World-Check

Factiva

Job description

Compliance Manager - Professional Services
London

Overseeing compliance management and operations, including client onboarding, vendor risk, investigations, and training for this professional services firm’s London office.

Key Responsibilities:

• Supervise junior compliance staff
• Execute efficient and effective client onboarding
• Provide advice on compliance and regulatory issues
• Support internal compliance investigations
• Deliver internal training to promote compliance awareness
• Vendor risk management, including onboarding of new suppliers
• Stay informed on regulatory changes, assess business impact, update policies
• Implement compliance process, system, and control enhancements
• Lead or support compliance-related projects.

Profile:

• 4-8 years’ of professional experience
• At least 2 years working in a professional services (audit, legal) firm’s internal compliance function.
• Experience in AML/CTF regulations, CDD, KYC, and onboarding, conflicts of interests checks.
• Knowledge of risks affecting professional services firms such as vendor risk, data privacy/protection,
• Experience with databases/portals such as World-Check and Factiva.
• First class presentation suited to a professional services firm environment.

Apply now to find out more.



SLOANE | SHOREY
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Sloane Shorey Consulting is a boutique recruitment firm advising on specialist hires and leadership appointments across the risk lifecycle—from pre-transaction strategic intelligence, through ongoing risk, compliance, and resilience, to post-event investigations and crisis response.

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