Compliance Manager - Part time

One Ten Associates; London; Hybrid; GBP 60,000 - 100,000; Part time

Job summary

An established industry player is seeking a Compliance Manager for a part-time role within a boutique hedge fund. This position offers a hybrid working pattern, allowing you to balance office and home work effectively. The ideal candidate will have over 7 years of experience in compliance, particularly within the hedge fund sector. You will play a crucial role in providing regulatory advice, developing compliance policies, and overseeing compliance functions. This is an excellent opportunity for compliance professionals looking for a long-term, flexible position in a dynamic environment.

Qualifications

• 7+ years of experience in compliance within the hedge fund industry.
• Strong knowledge of FCA and SEC regulations.

Responsibilities

• Provide regulatory advice to senior stakeholders and board.
• Develop and maintain compliance policies and procedures.
• Conduct regulatory reporting and compliance monitoring.

Skills

Regulatory Compliance

FCA Regulations

SEC Regulations

Compliance Monitoring

Policy Development

Education

Bachelor's Degree in Finance or Law

Professional Compliance Certification

Job description

One Ten Associates are partnering with a boutique hedge fund that is looking to hire a Compliance Manager on a part time basis (3 days per week). This role will report into the COO (who holds the SMF16/17 functions) and will be a generalised compliance position.

The position will be offered with a hybrid working pattern (2 days in the office, 1 day at home).

The duties will include:

1. Provide regulatory advice to senior stakeholders/board (FCA, SEC and other relevant global regulations)
2. Develop, implement and maintain compliance policies/procedures
3. Oversee/manage the central compliance function, including Code of Ethics, Gifts & Entertainment, Personal Account Dealing, Conflicts of Interest etc...
4. Conduct regulatory reporting/filings (FCA, SEC, CFTC, NFA)
5. Carry out compliance monitoring reviews/surveillance

The ideal candidate will have a minimum of 7+ years experience, having worked within the hedge fund industry. This is a permanent, part time role and we're seeking compliance professionals who are interested in a long-term position which is part time and will not be seen as a short-term or full-time position.

WHAT AREAS DO WE RECRUIT IN? Our focus is on the non-investment side of a fund. We recruit at the CFO, COO, CCO, GC, Head of Sales/Marketing level, among others.

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