Compliance Manager - Oversight and Assurance - HFG

ZipRecruiter; London; On-site; GBP 70,000 - 90,000; Full time

Job summary

A recruitment agency in London is seeking an experienced Compliance Manager to join a growing compliance function. Responsibilities include evolving the Compliance Oversight & Assurance Framework and managing the annual oversight plan. Candidates should have over 7 years of experience in compliance-related roles and a strong understanding of the UK regulatory environment. Excellent communication and stakeholder management skills are essential. This position offers an opportunity to significantly impact compliance strategy.

Qualifications

• Minimum of 7 years’ experience in Compliance, Audit, Risk, or Regulatory role.
• Proven experience in designing compliance monitoring/testing frameworks.
• Strong understanding of AML, sanctions, fraud, anti-bribery & corruption.

Responsibilities

• Deliver and evolve the Compliance Oversight & Assurance Framework.
• Manage annual oversight and monitoring plan, and oversee investigations.
• Produce and present high-quality MI and reports to senior stakeholders.

Skills

Knowledge of UK regulatory environment

Stakeholder management

Organizational skills

Communication skills

Interpersonal skills

Education

Degree level or relevant Professional qualifications

Job description

Job Description

We have partnered with a Lloyd's Syndicate to help them find a Compliance Manager to join a growing compliance function and work closely with the Head of Compliance.

Responsibilities

• • Delivering and evolving the Compliance Oversight & Assurance Framework.
  • Manage the development and delivery of the annual oversight and monitoring plan, provide assurance to senior stakeholders, and oversee investigations, thematic reviews, and regulatory reporting.
  • Produce and present high-quality MI and reports to various internal stakeholders including the Executive Committee and Boards.
  • Maintain expert knowledge of the UK regulatory environment (FCA, PRA, Lloyd’s) and relevant global developments.
  • Ensure all oversight and assurance activities reflect the latest regulatory requirements and industry standards.

Key Requirements

• • Degree level or other relevant Professional qualifications
  • Minimum of 7 years’ experience in a Compliance, Audit, Risk, or Regulatory role (ideally within the Lloyd’s Managing Agent / Syndicate).
  • Strong knowledge of the UK regulatory environment, particularly FCA/PRA conduct and governance standards.
  • Proven experience designing and implementing compliance monitoring/testing frameworks and performing assurance reviews.
  • Strong understanding of insurance regulatory risks including AML, sanctions, fraud, anti-bribery & corruption, competition law, and Lloyd’s licensing.
  • Excellent organisational, written, and verbal communication skills Advanced interpersonal and influencing skills, with good stakeholders management.

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