Compliance Manager - Oversight and Assurance - HFG

ZipRecruiter; City Of London; On-site; GBP 70,000 - 90,000; Full time

Job summary

A leading financial institution in London is seeking a Compliance Manager to enhance their compliance function. The role requires overseeing compliance frameworks and engaging with senior stakeholders. Ideal candidates will have over 7 years of experience within regulatory roles, a solid grasp of the UK regulatory landscape, and excellent communication and stakeholder management skills. This position offers a competitive salary and opportunities for growth.

Qualifications

• Minimum of 7 years’ experience in Compliance, Audit, Risk, or Regulatory role.
• Proven experience designing compliance monitoring/testing frameworks.
• Strong understanding of insurance regulatory risks.

Responsibilities

• Deliver and evolve the Compliance Oversight & Assurance Framework.
• Manage annual oversight and monitoring plan development.
• Produce and present high-quality MI and reports.

Skills

UK regulatory knowledge

Compliance monitoring

Stakeholder management

Communication skills

Education

Degree level or relevant Professional qualifications

Job description

Job Description

We have partnered with a Lloyd's Syndicate to help them find a Compliance Manager to join a growing compliance function and work closely with the Head of Compliance.

Responsibilities

• Delivering and evolving the Compliance Oversight & Assurance Framework.
• Manage the development and delivery of the annual oversight and monitoring plan, provide assurance to senior stakeholders, and oversee investigations, thematic reviews, and regulatory reporting.
• Produce and present high-quality MI and reports to various internal stakeholders including the Executive Committee and Boards.
• Maintain expert knowledge of the UK regulatory environment (FCA, PRA, Lloyd’s) and relevant global developments.
• Ensure all oversight and assurance activities reflect the latest regulatory requirements and industry standards.

Key Requirements

• Degree level or other relevant Professional qualifications
• Minimum of 7 years’ experience in a Compliance, Audit, Risk, or Regulatory role (ideally within the Lloyd’s Managing Agent / Syndicate).
• Strong knowledge of the UK regulatory environment, particularly FCA/PRA conduct and governance standards.
• Proven experience designing and implementing compliance monitoring/testing frameworks and performing assurance reviews.
• Strong understanding of insurance regulatory risks including AML, sanctions, fraud, anti-bribery & corruption, competition law, and Lloyd’s licensing.
• Excellent organisational, written, and verbal communication skills Advanced interpersonal and influencing skills, with good stakeholders management.

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