Compliance Manager - Investments

JR United Kingdom; Woking; Hybrid; GBP 65,000 - 75,000; Full time

Job summary

A leading consultancy is seeking a Compliance Manager specializing in investments. This role involves providing expert compliance guidance, leading audits, and overseeing regulatory projects. You will work with clients across hedge funds and private equity, ensuring compliance with key regulatory frameworks. Opportunities for career growth and competitive benefits are provided.

Benefits

Bonus

Private medical insurance

Gym contributions

Pension schemes

Qualifications

• Proven experience in wholesale investment compliance, especially in hedge funds and private equity.
• Strong knowledge of regulatory frameworks like MiFID II and AIFMD.
• Relevant financial qualifications are a plus.

Responsibilities

• Provide compliance guidance on MiFID II, AIFMD, and market abuse.
• Lead audits and ensure regulatory compliance.
• Develop and maintain trusted client relationships.

Skills

Regulatory compliance

Client relationship management

Project management

Communication

Attention to detail

Education

CISI IOC

IAD

PCIAM

Job description

Compliance Manager – Investments

Location: Woking, UK

Contract: Permanent

Salary: £65,000 - £75,000 per annum plus bonus and benefits

Why This Role?

Are you an experienced compliance professional with expertise in wholesale investments? This is a fantastic opportunity to join a regulatory consultancy, providing expert advice and solutions across the Investments sector. You’ll play a pivotal role in delivering high-quality compliance support, helping clients navigate complex regulatory challenges.

What’s in It for You?

• Strategic Impact: Work closely with clients across investments, hedge funds, private equity, and fund administration.
• Diverse Responsibilities: Lead audits, oversee regulatory compliance, and provide tailored solutions.
• Career Growth: Opportunities to develop expertise in MiFID II, AIFMD, and market abuse regulations.
• Competitive Benefits: Bonus, private medical insurance, gym contributions, pension schemes, and hybrid working (2 days in the office).

The Role

In this position, you will:

• Provide expert compliance guidance on MiFID II, AIFMD, market abuse, short selling, and offshore fund establishment.
• Support regulatory projects, including compliance framework reviews, audits, and policy updates.
• Maintain up-to-date knowledge of regulatory requirements, ensuring timely implementation.
• Develop and maintain trusted client relationships, advising firms on best practices.
• Mentor junior team members and contribute to a culture of compliance excellence.

About You

• Proven experience in wholesale investment compliance, with exposure to hedge funds and private equity preferred.
• Strong knowledge of regulatory frameworks including MiFID II, AIFMD, SFTR, EMIR, and SMCR.
• Ability to work independently, manage multiple projects, and deliver high-quality client service.
• Excellent communication skills and a proactive, detail-oriented approach.
• Relevant financial qualifications (e.g., CISI IOC, IAD, PCIAM, or working towards) are desirable.

Why Join?

This is a high-profile role in a leading consultancy, shaping regulatory compliance across wholesale investments. If you're seeking a challenging yet rewarding position, apply now or contact us for more details.

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