Compliance Manager - Investments

JR United Kingdom; Preston; Hybrid; GBP 65,000 - 75,000; Full time

Job summary

A leading regulatory consultancy is seeking a Compliance Manager specializing in investments to deliver compliance support across hedge funds and private equity sectors. The ideal candidate will have strong knowledge of regulations like MiFID II and robust experience in investment compliance, along with excellent communication skills. The role demands the ability to manage multiple projects, mentor junior staff, and maintain client relationships effectively, while offering a hybrid working model and competitive salary package.

Benefits

Private medical insurance

Gym contributions

Pension schemes

Qualifications

• Experience in wholesale investment compliance, preferably with hedge funds and private equity.
• Knowledge of MiFID II, AIFMD, SFTR, EMIR, and SM&CR.

Responsibilities

• Provide compliance guidance on regulations like MiFID II and AIFMD.
• Support compliance projects, audits, and policy updates.
• Mentor junior staff and develop client relationships.

Skills

Communication

Regulatory knowledge

Project management

Education

Relevant financial qualifications

Job description

Compliance Manager – Investments

Location:

Preston, Lancashire, United Kingdom

Job Category:

Other

EU work permit required:

Yes

Job Views:

2

Posted:

04.06.2025

Expiry Date:

19.07.2025

Job Description:

Role Overview: We are seeking an experienced Compliance Manager with expertise in investments to join a regulatory consultancy. The role involves providing compliance support across the investments sector, including hedge funds and private equity.

Responsibilities:

• Provide guidance on regulations such as MiFID II, AIFMD, market abuse, and offshore fund establishment.
• Support compliance projects, audits, and policy updates.
• Maintain knowledge of regulatory requirements and advise clients accordingly.
• Develop client relationships and mentor junior staff.

Qualifications:

• Experience in wholesale investment compliance, preferably with hedge funds and private equity.
• Knowledge of regulatory frameworks including MiFID II, AIFMD, SFTR, EMIR, and SM&CR.
• Strong communication skills and ability to manage multiple projects.
• Relevant financial qualifications are desirable.

Benefits: Competitive salary (£65,000 - £75,000), bonus, private medical insurance, gym contributions, pension schemes, and hybrid working (2 days in-office).

Note: The location is Preston, Lancashire, UK. The posting is active until 19.07.2025.