Compliance Manager - Investments

JR United Kingdom; Northampton; Hybrid; GBP 65,000 - 75,000; Full time

Job summary

A prominent consultancy is seeking a Compliance Manager specializing in investments to provide regulatory guidance, lead audits, and help clients navigate complex regulations. This role offers significant career growth in a dynamic environment, competitive salary, and benefits including hybrid work arrangements.

Benefits

Bonus

Private medical insurance

Gym contributions

Pension schemes

Qualifications

• Proven experience in wholesale investment compliance.
• Working knowledge of regulatory frameworks like MiFID II and AIFMD.
• Ability to manage multiple projects and deliver high-quality services.

Responsibilities

• Provide expert compliance guidance on MiFID II, AIFMD, and market abuse.
• Lead audits and ensure regulatory compliance.
• Develop and maintain client relationships.

Skills

Compliance guidance

Regulatory knowledge

Client relationship management

Project management

Communication skills

Education

Relevant financial qualifications (CISI IOC, IAD, PCIAM)

Job description

Compliance Manager – Investments

Location: Northampton, UK

Contract: Permanent

Salary: £65,000 - £75,000 per annum plus bonus and benefits

Job Description:

Are you an experienced compliance professional with expertise in wholesale investments? This is a fantastic opportunity to join an exciting regulatory consultancy, providing expert advice and solutions across the Investments sector. You’ll play a pivotal role in delivering high-quality compliance support, helping clients navigate complex regulatory challenges.

What’s in It for You?

• Strategic Impact: Work closely with clients across investments, hedge funds, private equity, and fund administration.
• Diverse Responsibilities: Lead audits, oversee regulatory compliance, and provide tailored solutions.
• Career Growth: Be part of a growing team, with opportunities to develop your expertise in MiFID II, AIFMD, and market abuse regulations.
• Competitive Benefits: Enjoy bonus, private medical insurance, gym contributions, pension schemes, and hybrid working arrangements (2 days in the office).

The Role

In this position, you will:

• Provide expert compliance guidance on MiFID II, AIFMD, market abuse, short selling, and offshore fund establishment.
• Support regulatory projects, including compliance framework reviews, audits, and policy updates.
• Maintain up-to-date knowledge of regulatory requirements, ensuring timely implementation across policies and procedures.
• Develop and maintain trusted client relationships, advising firms on best practices.
• Mentor junior team members and contribute to a culture of excellence in compliance consulting.

About You

• Proven experience in wholesale investment compliance, ideally with exposure to hedge funds and private equity. Prior consulting experience is preferred but not essential.
• Strong working knowledge of regulatory frameworks, including MiFID II, AIFMD, SFTR, EMIR, and SM&CR.
• Ability to work independently, manage multiple projects, and deliver high-quality client service.
• Excellent communication skills, with a proactive and detail-oriented approach.
• Relevant financial qualifications (e.g., CISI IOC, IAD, PCIAM, or working towards equivalent certifications) are desirable.

Why Join?

This is a chance to take on a high-profile role in a leading consultancy, shaping regulatory compliance across wholesale investments. If you're looking for a challenging yet rewarding position, apply now or get in touch for more details.

At Twenty84, we believe in the power of diversity as a key component of innovation, growth, and success. We promote a culture where every individual—regardless of race, ethnicity, gender, age, religion, sexual orientation, ability, or background—feels valued, respected, and empowered. We are committed to helping our clients create inclusive environments that promote equal opportunities, and we actively seek to attract a diverse workforce.