Compliance Manager - Investments

JR United Kingdom; Newcastle upon Tyne; Hybrid; GBP 65,000 - 75,000; Full time

Job summary

An exciting opportunity for a Compliance Manager specializing in investments has arisen in Newcastle-upon-Tyne. The successful candidate will provide expert compliance guidance and lead audits while supporting clients navigating regulatory challenges in the investment sector. This role offers career growth within a leading consultancy and competitive benefits.

Benefits

Bonus

Private medical insurance

Gym contributions

Pension schemes

Hybrid working (2 days in the office)

Qualifications

• Proven experience in wholesale investment compliance with knowledge of regulatory frameworks.
• Strong knowledge of MiFID II, AIFMD, SFTR, EMIR, and SM&CR.
• Consulting experience is a plus.

Responsibilities

• Provide compliance guidance on MiFID II, AIFMD, and market abuse.
• Support regulatory projects, including audits and policy updates.
• Mentor junior team members and maintain client relationships.

Skills

Communication

Independent Work

Detail-oriented Approach

Education

Relevant financial qualifications (e.g., CISI IOC, IAD, PCIAM)

Job description

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Compliance Manager - Investments, Newcastle-upon-Tyne, Tyne and Wear

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Client:

twenty84

Location:

Newcastle-upon-Tyne, Tyne and Wear, United Kingdom

Job Category:

Other

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EU work permit required:

Yes

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Job Views:

2

Posted:

04.06.2025

Expiry Date:

19.07.2025

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Job Description:

Compliance Manager – Investments

Location: Newcastle-upon-Tyne, UK

Contract: Permanent

Salary: £65,000 - £75,000 per annum plus bonus and benefits

Why This Role?

Are you an experienced compliance professional with expertise in wholesale investments? This is a fantastic opportunity to join an exciting regulatory consultancy, providing expert advice and solutions across the Investments sector. You’ll play a pivotal role in delivering high-quality compliance support, helping clients navigate complex regulatory challenges.

What’s in It for You?

• Strategic Impact: Collaborate with clients across investments, hedge funds, private equity, and fund administration.
• Diverse Responsibilities: Lead audits, oversee regulatory compliance, and provide tailored solutions.
• Career Growth: Develop expertise in MiFID II, AIFMD, and market abuse regulations within a growing team.
• Competitive Benefits: Bonus, private medical insurance, gym contributions, pension schemes, and hybrid working (2 days in the office).

The Role

In this position, you will:

• Provide expert compliance guidance on MiFID II, AIFMD, market abuse, short selling, and offshore fund establishment.
• Support regulatory projects, including compliance framework reviews, audits, and policy updates.
• Maintain up-to-date knowledge of regulatory requirements, ensuring timely implementation of policies and procedures.
• Develop and maintain trusted client relationships, advising firms on best practices.
• Mentor junior team members and foster a culture of compliance excellence.

About You

• Proven experience in wholesale investment compliance, with exposure to hedge funds and private equity; consulting experience is a plus.
• Strong knowledge of regulatory frameworks like MiFID II, AIFMD, SFTR, EMIR, and SM&CR.
• Ability to work independently, manage multiple projects, and deliver high-quality service.
• Excellent communication skills with a proactive, detail-oriented approach.
• Relevant financial qualifications (e.g., CISI IOC, IAD, PCIAM) are desirable.

Why Join?

This is a high-profile role in a leading consultancy, shaping regulatory compliance in wholesale investments. If you're seeking a challenging and rewarding position, apply now or contact us for more details.

At Twenty84, we value diversity as a cornerstone of innovation and success. We foster an inclusive culture where everyone feels valued, respected, and empowered. We are committed to creating equal opportunities and attracting a diverse workforce.