Compliance Manager - Investments

JR United Kingdom; Exeter; Hybrid; GBP 65,000 - 75,000; Full time

Job summary

A leading consultancy in regulatory compliance seeks a Compliance Manager for Investments based in London. You will provide compliance guidance across various investment sectors and lead audits. This high-profile position offers competitive benefits, career growth, and an inclusive work culture. If you're an experienced compliance professional with a passion for advisory services in a dynamic regulatory environment, apply now.

Benefits

Bonus

Private medical insurance

Gym contributions

Pension schemes

Qualifications

• Proven experience in wholesale investment compliance, preferably with hedge funds.
• Strong knowledge of MiFID II, AIFMD, SFTR, EMIR, SM&CR.
• Ability to manage multiple projects and deliver high-quality service.

Responsibilities

• Provide expert compliance guidance on regulatory requirements.
• Support compliance projects including audits and policy updates.
• Mentor junior team members and foster a culture of excellence.

Skills

Compliance guidance

Regulatory frameworks

Client relationship management

Auditing

Communication

Education

CISI IOC

IAD

PCIAM

Job description

Compliance Manager – Investments

Location: London, UK

Contract: Permanent

Salary: £65,000 - £75,000 per annum plus bonus and benefits

Why This Role?

Are you an experienced compliance professional with expertise in wholesale investments? This is a fantastic opportunity to join an exciting regulatory consultancy, providing expert advice and solutions across the Investments sector. You’ll play a pivotal role in delivering high-quality compliance support, helping clients navigate complex regulatory challenges.

What’s in It for You?

• Strategic Impact: Work closely with clients across investments, hedge funds, private equity, and fund administration.
• Diverse Responsibilities: Lead audits, oversee regulatory compliance, and provide tailored solutions.
• Career Growth: Opportunities to develop expertise in MiFID II, AIFMD, and market abuse regulations.
• Competitive Benefits: Bonus, private medical insurance, gym contributions, pension schemes, and hybrid working (2 days in the office).

The Role

In this position, you will:

• Provide expert compliance guidance on MiFID II, AIFMD, market abuse, short selling, and offshore fund establishment.
• Support regulatory projects, including compliance framework reviews, audits, and policy updates.
• Maintain up-to-date knowledge of regulatory requirements, ensuring timely implementation across policies and procedures.
• Develop and maintain trusted client relationships, advising firms on best practices.
• Mentor junior team members and contribute to a culture of excellence in compliance consulting.

About You

• Proven experience in wholesale investment compliance, with exposure to hedge funds and private equity preferred. Consulting experience is a plus.
• Strong knowledge of regulatory frameworks including MiFID II, AIFMD, SFTR, EMIR, and SM&CR.
• Ability to work independently, manage multiple projects, and deliver high-quality client service.
• Excellent communication skills, proactive, and detail-oriented.
• Relevant financial qualifications (e.g., CISI IOC, IAD, PCIAM) are desirable.

Why Join?

This is a high-profile role in a leading consultancy, shaping regulatory compliance across wholesale investments. If you're seeking a challenging yet rewarding position, apply now or contact us for more details.

At Twenty84, we value diversity and promote an inclusive culture, fostering innovation and growth. We are committed to creating equal opportunities and attracting a diverse workforce.